FCA sanctions fintech over anti-crime controls
Online bank had inadequate KYC, risk assessment during rapid growth
- By: James Langton
- July 8, 2025 July 8, 2025
- 13:55
Top Stories in News
Corporate bankruptcies on the rise in U.S.
Bankruptcy filings increase amid a weakening economy and job market: S&P
- By: James Langton
- July 8, 2025 July 8, 2025
- 13:45
Insolvencies in Canada down 2.6% in May compared with last year
However, monthly insolvency filings rose slightly from April
- By: The Canadian Press
- July 8, 2025 July 8, 2025
- 11:15
Anand visiting Malaysia, Japan as Canada seeks closer ties in Indo-Pacific
Canada hopes to sign trade pact this year
- By: Dylan Robertson, The Canadian Press
- July 8, 2025 July 8, 2025
- 09:40
Politicians overstating benefits of scrapping internal trade barriers: think tank
Report warns the changes won’t offset impact of U.S. tariffs
- By: Kyle Duggan, The Canadian Press
- July 7, 2025 July 7, 2025
- 16:48
Urgent action needed to prepare for quantum threat
Paper calls for central banks to lead preparations for looming security risk
- By: James Langton
- July 7, 2025 July 7, 2025
- 16:36
Trump to put 25% tariffs on Japan and South Korea
Tariffs to take effect Aug. 1 as U.S. president cites trade gaps
- By: Josh Boak, The Associated Press
- July 7, 2025 July 7, 2025
- 14:33
Former rep sanctioned for risky discretionary trading
Clients lost millions on futures trading that generated large commissions
- By: James Langton
- July 7, 2025 July 7, 2025
- 14:21
CIRO expands CDR, ETF trading halts
SRO to mimic U.S. regulatory halts for stock-tracking vehicles
- By: James Langton
- July 7, 2025 July 7, 2025
- 14:14
Canada not affected by Trump’s looming deadline for trade deals
Ottawa is working toward a bilateral deal with the U.S. by July 21
- By: Kelly Geraldine Malone, The Canadian Press
- July 7, 2025 July 7, 2025
- 13:49
Alberta and Ontario to study new energy corridors, more trade
Potential pipeline, rail routes would link provinces using Ontario-made steel
- By: The Canadian Press
- July 7, 2025 July 7, 2025
- 12:44
FSRA imposed $1.7M in penalties in 2022–24
In its most recent fiscal year, the regulator commenced enforcement with proposed penalties of $2.8 million
- By: Michelle Schriver
- July 7, 2025 July 7, 2025
- 12:03
RRIF proposal’s fiscal impact ‘relatively modest,’ but measure may no longer be warranted
Still, tax advisors suggest that some clients continue to wait to make mandatory minimum withdrawal
- By: Michelle Schriver
- July 7, 2025 July 21, 2025
- 10:36
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24