FINRA, NASAA warn investors about pandemic-driven investment frauds
More women are being appointed to board roles, but representation of visible minorities remains limited
The CFTC's enforcement chief is leaving the agency on Oct. 8 following a "historic" year
Valuation, volatility, and violation concerns underpin retail ban
The group will provide updated guidance on diversity and inclusion and sustainability, among other matters
Pension plans will use a new method for calculating commuted values as of Dec. 1
The new fund offers exposure to global growth opportunities
He'll be responsible for the firm's wealthiest clients
More than 11,000 existing homes were sold at an average price of $960,772
Ex-NHL players among victims of numerous investment schemes
The regulator wants enhanced disclosure from co-ops raising capital
Embracing multiple types of technology will be key to competitiveness, according to a new report
Debt underwriting is up sharply and equity underwriting has increased too
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups