Fraudsman fails to evade BCSC disgorgement order
Nevada Supreme Court upholds lower court ruling, allowing BCSC to enforce hearing panel decision
- By: James Langton
- December 11, 2020 December 11, 2020
- 11:28
Top Stories in News
People
CWB announces executive appointments
Carolyn Graham is the firm’s new chief risk officer and R. Matthew Rudd will serve as chief financial officer
- By: IE Staff
- December 11, 2020 December 11, 2020
- 10:51
Products
3iQ launches new cryptoasset fund
The fund offers exposure to Ether, the second largest cryptocoin
- By: IE Staff
- December 11, 2020 December 15, 2020
- 10:21
Research and Markets
Household debt ratio rises to 170.7%, says StatsCan
Debt ratio remains below 2019 Q4 levels
- By: Anita Balakrishnan, The Canadian Press
- December 11, 2020 December 15, 2020
- 10:19
From the Regulators
Avoiding insider trading on auto-pilot
CSA issues guidance on the use of issuers' ASDPs
- By: James Langton
- December 10, 2020 December 10, 2020
- 18:40
Industry News
Instant repo settlement: a problem the blockchain may solve
JPM completes repo transaction on in-house blockchain
- By: James Langton
- December 10, 2020 December 10, 2020
- 17:13
From the Regulators
IIROC calls for crypto experts
SRO seeks volunteers with crypto experience for working group
- By: James Langton
- December 10, 2020 December 10, 2020
- 17:06
Research and Markets
Life interrupted, younger households face greater economic risk from pandemic
New StatsCan research suggests millennials most vulnerable to Covid-19 fallout
- By: James Langton
- December 10, 2020 December 11, 2020
- 15:16
Research and Markets
Bond-buying program faces misconceptions, BoC says
A deputy governor of the Bank of Canada provides detail on the central bank's bond-buying program
- By: Anita Balakrishnan, The Canadian Press
- December 10, 2020 December 10, 2020
- 15:02
Exempt market sees surge in individual investor activity: OSC
The volume and value of exempt financings was steady in 2019, while investor participation rose
- By: James Langton
- December 10, 2020 December 10, 2020
- 14:41
From the Regulators
FCA bans risky retail investments, warns tech firms
The regulator has banned the marketing of speculative, illiquid securities to retail investors
- By: James Langton
- December 10, 2020 December 10, 2020
- 14:36
From the Regulators
CFTC head, SEC enforcement chief to depart
Top U.S. regulators are leaving their agencies in months ahead
- By: James Langton
- December 10, 2020 December 10, 2020
- 14:29
Industry News
Budget officer blasts lack of detail in Liberals’ $100B stimulus plan
The plans involves investment in a greener and more inclusive economy
- By: Lee Berthiaume, The Canadian Press
- December 10, 2020 December 11, 2020
- 13:11
Defence stock strategies gain spotlight amid global conflicts
Investors can look beyond weapons to cybersecurity, AI and drone technology
- By: Daniel Johnson, The Canadian Press
- April 7, 2026 April 7, 2026
- 10:32
Key Fed official sees possible rate hike amid higher gas prices, inflation concerns
Cleveland Fed's estimates inflation could reach 3.5% in April
- By: Christopher Rugaber, The Associated Press
- April 7, 2026 April 7, 2026
- 09:16
U.S. markets fall as Trump’s deadline for Iran to reopen oil route nears
Trump escalates threats against Iran, sends oil prices higher
- By: Stan Choe, The Associated Press
- April 7, 2026 April 7, 2026
- 09:05
Supreme Court set to rule on ex-rep’s leave request
Ex-rep seeking to challenge constitutionality of BCSC records seizure
- By: James Langton
- April 6, 2026 April 3, 2026
- 01:47
Tribunal bans absentee Ponzi schemer
Fraudster sentenced in absentia after pleading guilty
- By: James Langton
- April 3, 2026 April 2, 2026
- 02:22
CIRO proposes short-selling reforms
SRO drops mandatory close-out proposal, adds new conduct-based approach
- By: James Langton
- April 2, 2026 April 2, 2026
- 16:53
When an alter ego trust might be right for your client
They can be a powerful tool when dealing with complicated family dynamics or alternative assets
- By: Jonathan Got
- April 6, 2026 March 31, 2026
- 05:09
Tech roundup: Wealth management platform launches premium tier
Plus, notetaking AI in insurance, BMO's tokenized cash and tech partnerships
- By: Jonathan Got
- April 6, 2026 April 2, 2026
- 01:00
How firms can use AI in a responsible, compliant way
Getting it wrong could draw regulators’ ire, put you at legal risk
- By: Jonathan Got
- April 6, 2026 March 31, 2026
- 01:00
Industry moves: Fondaction gets a new CEO, B.C. team joins PWL Capital
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
- By: Alisha Hiyate
- April 2, 2026 April 2, 2026
- 14:28
Industry moves: Morgan Stanley Wealth Management Canada adds veteran advisor
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
- By: Alisha Hiyate
- March 30, 2026 March 30, 2026
- 12:00
Bank of Canada says Mendes leaving central bank, Kozicki to retire
Deputy governor posts to filled via an internal recruitment process
- By: The Canadian Press
- March 23, 2026 March 23, 2026
- 14:03
The case for retirement compensation arrangements
When successful business owners maximize their registered plans, RCAs can help plan for future income needs
- By: Andrea Lettner
- April 6, 2026 March 31, 2026
- 01:03
Stocks rally worldwide as oil prices ease on hopes for a possible end to the Iran war
S&P 500 adds another 0.7% after Tuesday's big leap
- By: Stan Choe, The Associated Press
- April 1, 2026 April 1, 2026
- 09:26
Product roundup: Aviva introduces pooled global equity fund for Canadian investors
Plus, a new ETF from Vanguard, TD issues a green bond and multiple fund changes announced
- By: Noushin Ziafati
- March 30, 2026 March 30, 2026
- 16:04