Expanding enforcement bounties
Regulators adopt model act for tipster reward programs
- By: James Langton
- September 1, 2020 September 1, 2020
- 15:31
Regulators adopt model act for tipster reward programs
The tool will allow users to input their own spending patterns to generate a unique consumer price index
A fintech start-up has launched a peer-to-peer lending platform
SEC pays US$2.5 million for tip rooted in corporate filings
IIROC launches first phase of government debt reporting
The credentialing body will now publish statements of allegations and decisions from disciplinary hearings online
Luc Bossé joins the firm effective Sept. 8
The former politician served on Manulife’s board for three years
Patterson served as a deputy governor at the central bank from 2014 until her retirement in 2019
Initiative will run for three years
BIS reports cross-border payments rise, as correspondent banks dwindle
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record