Industry calls for safe harbour protections to accompany vulnerable client rules
Comment letters to the CSA proposal lay out risks to the client-advisor relationship
- By: Michelle Schriver
- September 9, 2020 September 9, 2020
- 12:29
Comment letters to the CSA proposal lay out risks to the client-advisor relationship
Growing investor interest is helping steer assets into sustainable products, the company says
GMP outlines benefits of the deal in a letter amid minority shareholder opposition
The new name reflects the company's change in ownership, management and technology
The organization also made other senior team changes
The principles-based guidance will be flexible, the Ontario regulator says
The rate will remain at 0.25% until inflation is back on target, the central bank says
Business groups say the government hasn’t addressed known flaws in the program
Regulator asks Opération Phoenix investors to contact investigators
Respondents to a poll favoured enhanced oversight and comprehensive SRO reform
Efforts to improve gender diversity on boards still have a long way to go
The month saw a surge in equity underwriting revenues
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record