NSSC rejects rep’s bid to stay disciplinary action
Rep sought halt of nine-month suspension, pending review of IIROC ruling
- By: James Langton
- September 16, 2020 September 16, 2020
- 12:53
Rep sought halt of nine-month suspension, pending review of IIROC ruling
The new fund offers investors a target payout of 4% per year
Competitive advantage would lie north of the border
Global GDP is projected to decline by 4.5% this year
The annual inflation rate was unchanged from the year-over-year increase in July
ISS ESG is providing racial and ethnic data on directors and executives
Financial sector's growing tech dependence prompts review
Bank of Canada launches consultation on government debt strategy
The founding signatories are 10 institutional investors representing $1.1 trillion in AUM
FCA consulting on improvements to retail investment markets
Few other banks or financial companies had been as insistent about returning workers to the office
The funds are being eliminated due to asset size and duplication
IIROC suggests electronic proceedings may continue post-pandemic
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record