The deal is the first direct equity investment in a regional or local operation for Assante
NASAA reports rise in regulatory investigations, actions
Throne speech pledges prudence but says "this is not the time for austerity"
The feds plan to launch a new fund to spur investments and jobs in green technology
The throne speech also promised a revamp of the EI system
The U.S. regulator backs down from major changes to whistleblower rules
Board has three new members
The trio faces criminal charges and SEC allegations
CME set to launch water futures
Certain sectors will continue to struggle due to pandemic-related uncertainty, says a report
FCNB consults on program to return lost money to rightful owners
Regulator preparing for influx of international registrations following Brexit
The Wealth Accelerator has higher upfront cash values
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record