SEC enforcement drops in the face of Covid-19
The volume of filings against public companies is down, but monetary sanctions are up
- By: James Langton
- November 18, 2020 November 18, 2020
- 12:05
The volume of filings against public companies is down, but monetary sanctions are up
Canada's big banks and pension funds are leading the charge in TCFD reporting, finds a new paper
The first quarter's asset declines were erased in the second quarter
Covid-19 is expected to generate record government deficits
Shelton’s past writings have questioned the Fed’s political independence
Regulator claims rep traded, tipped inside info about cannabis company's plans
The Federal Reserve chair also warned of continued weakness after the pandemic
The trend to ESG investing underpins deal valuing firm at US$2.275 billion
Canada's top central banker made a plea for quicker action
The former Bank of Canada governor says growth, not taxes, will pay for pandemic spending
ASIC launches a consultation on the short supply of affordable advice
U.K. regulator has issued guidance that calls for six-month payment deferrals
Green bond issuance rebounds in record third quarter
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups