AMF strengthens compliance guidance
New guidance includes reforms adopted under Bill 141
- By: James Langton
- October 7, 2020 October 7, 2020
- 13:38
New guidance includes reforms adopted under Bill 141
Corporate bond market support being expanded to enhance efficacy
The advantage of getting a degree has dropped, but whether you find a job in your field matters most
Covid-19 has disrupted global data efforts that began following the 2008 crisis
Businesses owners are cautiously optimistic, according to two surveys
OSC to consider whether IIROC hearing can go electronic
The transaction is expected to close within 30 days
Health care is historically one of the market's more stable sectors
Too little support would create “unnecessary hardship for households and businesses,” the Fed chair says
FINRA, NASAA warn investors about pandemic-driven investment frauds
More women are being appointed to board roles, but representation of visible minorities remains limited
The CFTC's enforcement chief is leaving the agency on Oct. 8 following a "historic" year
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record