IIROC seeks to speed bulk transfers
Proposed rule changes would give SRO staff authority to issue exemptions from certain re-papering requirements
- By: James Langton
- October 8, 2020 October 8, 2020
- 17:09
Top Stories in News
From the Regulators
Dealers say no to pulling all-nighters
IIAC voices firms' concerns with overnight derivatives trading
- By: James Langton
- October 8, 2020 October 8, 2020
- 15:17
Research and Markets
Corporate borrowing on the rise: StatsCan
Low rates and higher financing needs have driven an increase in lending
- By: James Langton
- October 8, 2020 October 8, 2020
- 15:13
From the Regulators
Citi slapped over compliance, control failings
Bank hit with $400-million penalty from the U.S. federal banking regulator
- By: James Langton
- October 8, 2020 October 8, 2020
- 14:14
Research and Markets
RBC puts money where its mouth is on ESG: Moody’s
Refusal to finance ANWR exploration shows real commitment on climate
- By: James Langton
- October 8, 2020 October 8, 2020
- 14:01
Sustained period of lower returns coming, experts warn
The Covid-19 recession will have impacts beyond an uncertain recovery
- By: Mark Burgess
- October 8, 2020 October 8, 2020
- 13:49
Research and Markets
Investment banking fees hit record high in 2020
Global fees are up 14% from last year
- By: James Langton
- October 8, 2020 October 8, 2020
- 13:42
Research and Markets
Outlook for provincial bond market ‘stable, if not favourable’
Scotiabank Economics assesses the provinces' finances
- By: IE Staff
- October 8, 2020 October 8, 2020
- 13:16
Products
Invesco launches Canadian-listed ESG fund
The fund tracks the new S&P/TSX Composite ESG Index
- By: IE Staff
- October 8, 2020 October 9, 2020
- 12:47
Industry News
BMO adds new interactive tool to WealthPath
New feature allows clients to test financial scenarios
- By: IE Staff
- October 8, 2020 October 8, 2020
- 12:03
Industry News
Morgan Stanley still on a shopping spree
The bank announced plans to buy Eaton Vance, an investment management firm, on Thursday
- By: The Associated Press
- October 8, 2020 October 8, 2020
- 10:49
Path to economic recovery filled with risks that need to be managed, Macklem says
BoC governor says it will take a long time for jobs to return to pre-pandemic level
- By: Jordan Press, The Canadian Press
- October 8, 2020 October 8, 2020
- 10:30
Research and Markets
Housing starts fall 20% in September: CMHC
Multiple-unit housing starts were hit particularly hard in the past month
- By: The Canadian Press
- October 8, 2020 October 8, 2020
- 10:05
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 22, 2025 December 9, 2025
- 01:34
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24