FSCO issues $1.1 million in fines over syndicated mortgages
Four firms fined, several individual mortgage brokers’ licenses revoked
- By: Megan Harman
- February 2, 2018 November 5, 2019
- 13:30
Four firms fined, several individual mortgage brokers’ licenses revoked
NEO Connect currently has 45 platform traded funds
The allegations relate to the sale of over $800,000 worth of securities in MultiCast Networks
Harvest Portfolios and Evolve Funds offer investors a choice between active and passive management
The funds will be subadvised by Global Alpha Capital Management and Scheer, Rowlett & Associates
The energy sector continued to impede domestic equity and sector funds
U.S. markets flat; Canadian dollar edges higher
Without the nickel the quarter would become less relevant, leading to addition of a 20‑cent coin
The roadmap aims to provide a single point of reference
Global regulators publish recommendations and best practices for improving liquidity risk management
The three new products are each composed of seven core Vanguard equity and fixed-income index ETFs and have a management fee of 0.22%
U.S. tax reform, uncertainty over NAFTA, and tech-driven disruption will impact Canadian M&A activity this year
Demand for the units has fallen significantly in recent years
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
Retail investors targeted by so-called investment groups on social media
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
The pension fund is investing up to US$1.05 billion
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
High-profile firms and their clients were targeted in 2025
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record