The government is retreating in the face of opposition to the plan
Five steps to encourage the conversation
If reporting included liability, clients wouldn’t care what the S&P 500 was doing last year or last quarter
Investors using the unregulated platforms should not expect to receive the same protections applicable to exchanges or dealers
The former chief operating officer for RBC Capital Markets will make a “significant” direct investment in Bristol Gate and its funds
The late 2020 or early 2021 downturn will be “relatively mild”
European equity markets suffered significant price corrections in the first quarter
Former rep sanctioned for unapproved personal financial dealings with clients, and failing to co-operate with an investigation
Peter McCarthy remains on the board after completing his three-year term as chairman
Although the average advisor saw modest improvements in AUM and productivity, the increases among some firms’ advisors were dramatic
Loonie lower against U.S. dollar
U.S. regulator adopts rule to modernize fund disclosure
Legislation protects SRO against malicious lawsuits
The rebound was triggered by the end of a strike at Kaiser Permanente and improved weather across the country
Private equity was identified as top choice of alternatives asset class
Trump address on Iran war rattles market optimism
Ex-rep seeking to challenge constitutionality of BCSC records seizure
Fraudster sentenced in absentia after pleading guilty
SRO drops mandatory close-out proposal, adds new conduct-based approach
They can be a powerful tool when dealing with complicated family dynamics or alternative assets
Plus, notetaking AI in insurance, BMO's tokenized cash and tech partnerships
Getting it wrong could draw regulators’ ire, put you at legal risk
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
Deputy governor posts to filled via an internal recruitment process
When successful business owners maximize their registered plans, RCAs can help plan for future income needs
S&P 500 adds another 0.7% after Tuesday's big leap
Plus, a new ETF from Vanguard, TD issues a green bond and multiple fund changes announced