Central counterparties should consider potential conflicts in various relationships
New management fees range from 0.75% to 0.77%
The U.S. regulator will focus on cost and compensation disclosure, the supervision and oversight of reps and fixed-income trading execution
Blockchain technology will make it easier for clients to instantly verify personal information
The service provides dealers with an easy way to ask questions about complaint handling
Units are scheduled to begin trading on Aequitas NEO Exchange on Feb. 14.
Investment dealer gets huge lift from cannabis, blockchain transactions
The commitments are likely to be organized in the budget based on scientific theme
Guy Cormier, Martin Lavigne, Gilles Cloutier, Robert Beauregard and three advisors — Guillaume Parent, Mireille Rondy and Michel-Olivier Marcoux — also were honoured at FI’s…
Canadian dollar continues slide
A report from the regulator echoes the conclusion of a earlier report from IIROC
The affected products aim to provide inverse exposure to the S&P 500 VIX short-term futures index
Many clients may be wondering what triggered the drop and whether worse is to come
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
Retail investors targeted by so-called investment groups on social media
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
The pension fund is investing up to US$1.05 billion
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
High-profile firms and their clients were targeted in 2025
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record