OSC outlines key priorities
Regulator pledges to publish rule proposals for the introduction of a best interest standard in the coming year
- By: James Langton
- March 29, 2018 November 13, 2019
- 15:00
The exemption is intended to provide Canadian investors with greater certainty regarding their ability to resell their securities of foreign issuers
The changes proposed in Quebec's budget will only be adopted after the draft federal income splitting rules are ratified
Mutual fund dealers and reps use should use more secure forms of electronic communication
Goods-producing industries fell 0.4% in January
First Asset Global Dividend Fund closed to new purchases
Machine learning could help regulators improve oversight
The new ETF is based on the Harvest Banks & Buildings Income mutual fund
Horizons Auspice Managed Futures Index ETF now closed
Government plans to make it easier for clients to receive restitution, sharpen OSC’s enforcement teeth
Competing for shelf space will be more difficult, thanks to tightening product shelves and regulatory requirements
Although the BCSC's ratings increased year-over-year, no other regulators in the survey experienced a similar fortune
They rose 2.3% in 2025, while business insolvencies fell by 21.8%
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups