Regulator to consider allegations against portfolio and investment manager at July 3 hearing
Nasdaq closes at record high
The legislation will boost the ability of self-regulatory organizations to carry out their mandates
Insurers will be able to adapt their disclosures to ensure consistency in language with insurance contracts and Fund Facts documents
CSA issues a second request for comment
The case highlights the lack of governance requirements for mutual funds that distribute securities in the exempt market
Will Danoff and Joel Tillinghast to co-manage a new core equity strategy
Advisors see a tough road ahead of them in helping clients prepare for financial obstacles
The 1.68-percentage point decline marks the biggest improvement on record
Mixed outlook for interest rates
The federal tax agency is focusing on modernizing technology, improving agent training and updating service standards
Fund dealer paid reps 10 bps more in commissions for selling its proprietary RBC Portfolio Solutions funds
The U.S. central bank announced that it will raise interest rates more than it had expected
The rebound was triggered by the end of a strike at Kaiser Permanente and improved weather across the country
Private equity was identified as top choice of alternatives asset class
Trump address on Iran war rattles market optimism
Ex-rep seeking to challenge constitutionality of BCSC records seizure
Fraudster sentenced in absentia after pleading guilty
SRO drops mandatory close-out proposal, adds new conduct-based approach
They can be a powerful tool when dealing with complicated family dynamics or alternative assets
Plus, notetaking AI in insurance, BMO's tokenized cash and tech partnerships
Getting it wrong could draw regulators’ ire, put you at legal risk
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
Deputy governor posts to filled via an internal recruitment process
When successful business owners maximize their registered plans, RCAs can help plan for future income needs
S&P 500 adds another 0.7% after Tuesday's big leap
Plus, a new ETF from Vanguard, TD issues a green bond and multiple fund changes announced