FINRA seeks to go slower on sanctions
SRO proposes rule changes that give firms time for appeals to SEC
- By: James Langton
- June 6, 2025 June 6, 2025
- 10:53
SRO proposes rule changes that give firms time for appeals to SEC
Gains in healthcare and hospitality offset by losses in government and manufacturing
Student job market weakens and unemployment reaches highest level since 2016 outside pandemic
Agency says businesses can make environmental claims if they're truthful, not misleading and backed by proper evidence
Also, 39 new funds hit the market in yet another busy month for the ETF industry
Advisors should carefully scan fund disclosures: panel
Global wealth management operations earned $238.9 million
With energy inflation down, core inflation the primary driver of price pressures
Eligible people will start to receive monthly payments of up to $200 in July
Central bank says business and consumer survey data is key to making decisions amid uncertainty
Survey shows some are considering options like delaying renovations or downsizing
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups