OSC denies former mutual fund rep’s appeal for registration
Hearing panel rules rep unsuitable based on a lack of proficiency and integrity
- By: James Langton
- April 4, 2018 November 13, 2019
- 18:06
Hearing panel rules rep unsuitable based on a lack of proficiency and integrity
A change in management structure led to his departure, Finance et Investissement has learned
U.S. markets recover from early losses after Chinese tariff action
Audio recording tells investors what fraud sounds like
Prices for key industrial metals have already dipped
Cybercriminals focused on ransomware and destructive attacks in 2017
The proficiency course follows requirements set out by the MFDA
Forstrong’s multi-asset global macro strategies now available to Richardson GMP advisors and their clients
Carson Group to guide the firm’s advisors in every facet of their business
Crimson Asset Management to focus on high net-worth investors
If the change is approved, the ETF’s management fee is expected to drop to 0.68% from 0.75%
Canadian banks may be forced to take more provisions now that IFRS 9 has been fully introduced
Loonie gathers strength
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
High-profile firms and their clients were targeted in 2025
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record