Bank reps, dealers in OSC’s compliance crosshairs
Regulator outlines examination priorities for fiscal 2026
- By: James Langton
- June 10, 2025 June 10, 2025
- 13:29
Regulator outlines examination priorities for fiscal 2026
Tech changes, higher fees have prompted some advisors to leave
Return trips by air fell 24% compared with last May, while return trips by auto plunged 38%
Global economy has missed its chance for a soft landing, bank says
Economists warn it may fuel demand without fixing Canada’s supply crunch
BlackRock projects global bond ETF market will more than double to US$6 trillion in assets by 2030
Fund investors charged millions in fees on falsely inflated fund values
Bank of Canada to resume cuts next month, Fed sidelined until Q4
The agency will proactively reassess affected returns
Brokers settle allegations that investors were charged over 5% on low-value trades
Regulator to offer NVIDIA-powered platform for firms to experiment
Court certifies class action, approves settlement with counsel
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups