A 2016 compliance exam identified inadequate due diligence with regard to exempt market products
Stéphane Blanchette re-elected as chairma
The SRO has made significant progress in achieving the priorities laid out in our three-year strategic plan
Canadian citizens filed US$10 million in false tax refund claims with the IRS
Changes take effect Oct. 1
From ethics to products to compensation, here are the categories that advisors gave the highest overall average importance ratings
The alliance aims to meet the continuing education needs of independent financial advisors
Loonie hits nearly three-month high on expectations of new NAFTA deal
Board members bring valuable perspectives, CEO says
The bank saw a particularly good contribution from its U.S. operations, CEO says
More than 200 active investigations by state and provincial securities regulators
The bank has been on a spending spree in recent months
After years of restructuring, 2025 may signal a turning point, report says
The manufacturing sector has shed 51,800 jobs over the previous 12 months
Total imports rose 8.4% to a record $72.1B in the month
Trading, registration bans imposed on top engineer in new consent order
U.S. advisory firm settles allegation that it levied undisclosed fees
Employees from four firms indicted for manipulative crypto trading
Manulife, Great-West had leadership changes last year
The non-prime lender withdrew its guidance earlier this month
Public pension manager's AUM rose to $195B
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
Deputy governor posts to filled via an internal recruitment process
Interim PBO Jason Jacques' term expired at start of March
S&P 500 adds another 0.7% after Tuesday's big leap
Plus, a new ETF from Vanguard, TD issues a green bond and multiple fund changes announced
Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts