Fitting securities rules for modern tech
FINRA highlights need to revise rules to match current technology
- By: James Langton
- May 8, 2025 May 8, 2025
- 14:39
FINRA highlights need to revise rules to match current technology
U.K. has been seeking a bilateral deal with the U.S. since Brexit
Insurer has $264 billion in AUM
Canadian operations earned $374 million, a 3% increase from last year's first quarter
Panel rejects OSC's allegations on unregistered trading, other breaches
Lower interest rates have helped boost business, household resiliency
Net earnings down 17% from first quarter of 2024
Applications for unemployment benefits fell by 13,000 to 228,000 last week
Cut to 4.25% comes even though the central bank expects a short-term rise in inflation
Clients must sign in to My Business Account to receive notices of assessment and other tax correspondence
Fed Chair Jerome Powell said the central bank is waiting to see how tariffs will impact the economy
Tourism-related sectors will suffer from growing aversion to U.S. visits
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Statistics Canada says sales fell in four of nine subsectors
The Canadian dollar traded for 72.60 cents US, up slightly from Wednesday
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Help clients benefit from opportunities with TFSAs, RRSPs, RRIFs and more
The institute will work with Business Future Pathways on the guidelines
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record