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Dealer sanctioned over gatekeeping failure article image Trader at computer screen

Dealer sanctioned over gatekeeping failure

SEC, CFTC settle with fund managers article image Stock markets going up and down

SEC, CFTC settle with fund managers

Jail time for crypto Ponzi schemer article image Class action

Jail time for crypto Ponzi schemer

Bullying equals regulatory misconduct: FCA article image Thoughtful lonely mature woman looking away at home during curfew

Bullying equals regulatory misconduct: FCA

Tribunal upholds FCA market manipulation case article image Market manipulation

Tribunal upholds FCA market manipulation case

FINRA rebating regulatory fees article image Picking a dollar

FINRA rebating regulatory fees

OSC can now come knocking in your inbox article image Computer keyboard alternate text for this image

OSC can now come knocking in your inbox

Canada, U.S. stock markets rebound on Friday

FSB flags repo market’s risk to global system

U.S. effective tariff rate down on trade deals

Lawyer sanctioned in fake GIC scheme

High court declines to hear Ponzi insurance case

Pair ran massive market manipulation scheme: SEC

  • February 5, 2026 February 5, 2026
  • 15:24

CFA Society Toronto announces undergrad awards

  • By: IE Staff
  • February 6, 2026 February 6, 2026
  • 15:43

Strategizing for clients with multiple retirement accounts

AI shaping performance in four insurance subsectors: report

Industry moves: François Trahan joins BMO as chief investment strategist

Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams

Industry moves: John MacIntyre named chair of TD Bank

Product roundup: Interactive Brokers launches RRIF

New year, new records: Canada’s ETF industry starts 2026 off with a bang

Product roundup: Picton Investments to debut private equity fund