SEC secures final judgment in ‘free rider’ case
Scheme exploited trading credits offered by brokerage firms
- By: James Langton
- July 4, 2025 July 4, 2025
- 12:42
Scheme exploited trading credits offered by brokerage firms
The Quebec pension fund rejects the allegations
RBC tops underwriting league tables, as debt deals down, equity activity up
June legislation removed some barriers to labour mobility
Bill extends 2017 tax cuts, slashes safety net programs and adds US$3.3 trillion to the deficit — and excludes Section 899
Police allege financial institutions defrauded in money laundering scheme
Regulators warn about investors being misled by inflated venture acquisitions
DesRosiers says vehicle sales rose 5.3% from last June
McCreadie, who had been with AGF for nearly a dozen years, was 64
Compliance review uncovered weaknesses in firm's anti-money laundering processes
Unemployment benefits claims dipped by 4,000
U.S. trade dried up, but gold, minerals drove 1.1% increase in exports: Statistics Canada
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups