BCSC to join CIRO registration delegation
Move would give SRO full responsibility for registering dealers, reps
- By: James Langton
- October 17, 2025 October 17, 2025
- 13:11
Move would give SRO full responsibility for registering dealers, reps
Statistics Canada figure to be released next week as BoC weighs rate cut
Bank had 87,317 employees at the end of July
Futures for the S&P 500 fell 0.1% before the bell, while futures for the Dow Jones Industrial Average gained 0.1%
Centres now answering 77% of incoming calls, addressing backlogs
Regulator rejects the idea of "bespoke" regulation for firms
Certification body sets sights on prospective investment dealer reps
Lawsuit alleges program harms shareholder rights, stifles dissent
FSB, IOSCO reviews find inconsistent policy adoption
Stronger activity in Montreal and Toronto contributes to 14% rise from August
Compliance exam turns up five AML violations
CREA now expects a 1.1% decline in sales this year from 2024
Technology, gold stocks rise as oil price falls
BMO economist expects annual deficit will come in at under $78.3B
Gross hires decline to lowest level since the pandemic
Regulator says flawed audits ignored loan valuation issues, misled investors
Brokers allegedly traded on info stolen from girlfriend's laptop
Proceeds used to buy rare Pokémon cards, coins, authorities allege
Public pension manager's AUM rose to $195B
Clamp-down on scams may impose new obligations on financial institutions, among others
Separate legislation give Canadians, lawmakers opportunity to scrutinize separate issues
Plus, EQB gains talent, Fiera CEO on medical leave, and a leadership transition at Hazelview
Deputy governor posts to filled via an internal recruitment process
Interim PBO Jason Jacques' term expired at start of March
Plus, a new ETF from Vanguard, TD issues a green bond and multiple fund changes announced
Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts
It's the second firm in Canada to receive approval to offer futures and forecast contracts