SEC proposes insider lending exemption for foreign banks
Rule would remedy disparate treatment of foreign and domestic banks
- By: IE Staff
- September 12, 2003 September 12, 2003
- 09:25
Latest news in Industry News
SEC settles with insurer for role in securities fraud
AIG to pay US$10 million civil penalty
- By: IE Staff
- September 12, 2003 September 12, 2003
- 08:15
Late trading of funds may be more prevalent than believed: study
Evidence found in 15 of 50 international funds
- By: IE Staff
- September 12, 2003 September 12, 2003
- 07:30
CBA responds to Quebec class action suits
Banks to seek clarification on applicability of consumer protection legislation
- By: IE Staff
- September 11, 2003 September 11, 2003
- 15:30
Audit oversight board proposes registration process for auditors of public companies
CPAB invites comments
- By: IE Staff
- September 11, 2003 September 11, 2003
- 13:10
Rockwater gains exemption for insider filings
Relief granted for 50 VPs
- By: IE Staff
- September 11, 2003 September 11, 2003
- 09:40
U.S. fund industry slow to institute fair-value pricing
Timers find opportunity in stale prices of funds holding international securities
- By: IE Staff
- September 11, 2003 September 11, 2003
- 07:40
Rise in corporate financings powers banking performance
Credit quality improving: Standard & Poor's
- By: James Langton
- September 10, 2003 September 10, 2003
- 13:30
No immediate plans to increase stake in CI: Sun Life
Important for managers to own share of business says Stewart
- By: James Langton
- September 10, 2003 September 10, 2003
- 10:35
Firms must supervise reps’ planning activities: IDA
Rule applies to agents and employees
- By: IE Staff
- September 10, 2003 September 10, 2003
- 09:45
RBC to focus on customer service
Initiative aimed at boosting profit
- By: James Langton
- September 10, 2003 September 10, 2003
- 08:45
Maritime Life gives $10,000 to forest fire relief
Funds donated to Canadian Red Cross
- By: IE Staff
- September 10, 2003 September 10, 2003
- 08:40
Banks see opportunity in retail banking
CIBC chief outlines wealth management strategy
- By: James Langton
- September 10, 2003 September 10, 2003
- 08:30
NYSE chairman forgoes extra US$48 million in compensation
Retirement packages raises new governance concerns
- By: IE Staff
- September 10, 2003 September 10, 2003
- 07:30
Banks push ahead with U.S. expansion
Senior officers address financial conference
- By: IE Staff
- September 9, 2003 September 9, 2003
- 15:20
More traders drawn into NY fund probe
Hedge fund manager tells investigators of "late trades"
- By: IE Staff
- September 9, 2003 September 9, 2003
- 07:30
Older workers thriving despite recent hard times
Number of older workers continues to grow
- By: IE Staff
- September 8, 2003 September 8, 2003
- 07:35
A.M. Best affirms financial strength, debt ratings of Sun Life
A++ rating reflects diversified, profitable operations
- By: IE Staff
- September 5, 2003 September 5, 2003
- 08:30
SEC to put mutual funds under scrutiny on late trading
“Top officials of the Securities and Exchange Commission said yesterday that they had sent a letter to big mutual fund companies asking for additional information…
- By: IE Staff
- September 5, 2003 September 5, 2003
- 07:30
Merrill Lynch pursues reorganization
Revamps markets, investment-banking unit
- By: IE Staff
- September 4, 2003 September 4, 2003
- 07:55
Scotiabank enhances investment Web sites
Clients gain flexible navigation
- By: IE Staff
- September 3, 2003 September 3, 2003
- 13:10
Mutual funds still face hurdle in Europe
Lack of single regulator severely hinders market
- By: IE Staff
- September 3, 2003 September 3, 2003
- 07:35
TD to delist shares from London exchange
Low volumes don't justify cost says bank
- By: IE Staff
- September 2, 2003 September 2, 2003
- 11:30
Merrill’s O’Neal walks a tightrope in revamp
Strategy holds risks for relationships with clients
- By: IE Staff
- September 2, 2003 September 2, 2003
- 07:50
National Bank profit climbs in Q3
Wealth management drives growth
- By: IE Staff
- September 2, 2003 September 2, 2003
- 07:45