U.S. fund companies move to assure wary investors
Firms eager to place widening scandal behind them
- By: IE Staff
- November 14, 2003 November 14, 2003
- 08:30
Latest news in Industry News
CI Funds picks RBC for custody, admin outsourcing
RBC to be exclusive provider for recent CI acquisitions
- By: IE Staff
- November 13, 2003 November 13, 2003
- 15:30
Margin debt climbs in September
Surpasses $7 billion level
- By: IE Staff
- November 12, 2003 November 12, 2003
- 16:10
Canadian investment banks regain market share
U.S. firms cut back coverage
- By: IE Staff
- November 12, 2003 November 12, 2003
- 15:15
IDA moving forward on risk-based compliance
Pursuing mandatory certification for compliance offers
- By: IE Staff
- November 12, 2003 November 12, 2003
- 14:10
Rise in spending trims IDA surplus
Membership dues boosts revenues
- By: IE Staff
- November 12, 2003 November 12, 2003
- 11:55
IDA making revisions to conflict of interest rules
Association responding to comments from member firms
- By: IE Staff
- November 12, 2003 November 12, 2003
- 09:55
Fund-firm leakage could drain market
Selling to offset withdrawals may take toll
- By: IE Staff
- November 12, 2003 November 12, 2003
- 08:30
Royal Bank enhances disclosure for insurance
Comparison results available on bank's Web site
- By: IE Staff
- November 11, 2003 November 11, 2003
- 14:30
Rockwater achieves profitability
Firm's plans on schedule
- By: IE Staff
- November 11, 2003 November 11, 2003
- 10:30
U.S. fund firm ousts two executives
Officers failed to prevent improper trading
- By: IE Staff
- November 11, 2003 November 11, 2003
- 08:55
U.S. securities industry rebounds from dismal 2002
Standard & Poor’s concedes that the U.S. brokerage industry has shown strong year over year earnings growth, but says that this performance must be viewed…
- By: James Langton
- November 10, 2003 November 10, 2003
- 14:10
Maritime Life posts big jump in Q3 profit
Liberty Health, recovering equity markets boost performance
- By: IE Staff
- November 10, 2003 November 10, 2003
- 08:50
Vanguard gives corporate chiefs a report card
Mutual fund giant taking harder line on corporate governance
- By: IE Staff
- November 10, 2003 November 10, 2003
- 08:35
IDA proposes overhaul of hearing process
Regulator seeks comment on revised by-law
- By: IE Staff
- November 7, 2003 November 7, 2003
- 16:10
OSFI revises capital requirements for life insurers
Revision includes changes to segregated fund guarantee risk
- By: IE Staff
- November 7, 2003 November 7, 2003
- 10:55
Investor optimism hits four-year high
Expectations more realistic, survey finds
- By: IE Staff
- November 7, 2003 November 7, 2003
- 09:35
Wall Street closing in on record year: SIA
Profit growth sparks hiring
- By: IE Staff
- November 7, 2003 November 7, 2003
- 09:15
Investors pull US$4.4 billion from Putnam
Flood of redemptions follows fraud charges
- By: IE Staff
- November 7, 2003 November 7, 2003
- 08:40
BMO redesigns online banking Web site
New site is simpler, easier, faster
- By: IE Staff
- November 6, 2003 November 6, 2003
- 14:30
NYSE takes first overhaul steps
Reed taps independent directors
- By: IE Staff
- November 6, 2003 November 6, 2003
- 08:30
Competition Bureau seeks comment on bank merger guidelines
Policy to be set out next June
- By: IE Staff
- November 5, 2003 November 5, 2003
- 11:10
Heat is growing on Prudential
NASD investigates possibility of late trading
- By: IE Staff
- November 5, 2003 November 5, 2003
- 08:40
IDA fines rep $10,000 for failure to provide information
O'Malley also ordered to pay $4,000 in costs
- By: IE Staff
- November 4, 2003 November 4, 2003
- 15:40
Dundee Bancorp outlook revised to stable: S&P
Ratings affirmed at "BB+"
- By: IE Staff
- November 4, 2003 November 4, 2003
- 15:25