U.S. fund executive pleads guilty to tampering
First settlement since major fund investigation began one month ago
- By: IE Staff
- October 17, 2003 October 17, 2003
- 07:35
Latest news in Industry News
North American life insurance activity increases in September
Growth of applications in 60+ age group continues at breakneck pace
- By: IE Staff
- October 16, 2003 October 16, 2003
- 15:10
New name for Merrill Lynch HSBC
Service becomes HSBC InvestDirect on November 1
- By: IE Staff
- October 16, 2003 October 16, 2003
- 10:40
TD, IBM sign multi-year technology services agreement
IBM to manage 40,000 PC's and network infrastructure
- By: IE Staff
- October 16, 2003 October 16, 2003
- 10:10
Dow 10,000 is looming once again
Is the exuberance more rational this time?
- By: IE Staff
- October 16, 2003 October 16, 2003
- 07:30
RBC Investments signs five-year deal with Dow Jones
Canadian, U.S. advisors to receive real-time news
- By: IE Staff
- October 15, 2003 October 15, 2003
- 10:10
Chubb celebrates 75 years in Montreal
Firm's success due to partnership with brokers
- By: IE Staff
- October 15, 2003 October 15, 2003
- 09:20
B.C. Supreme Court grants judgement in favour of Standard Life
$450,000 in commissions recovered
- By: IE Staff
- October 15, 2003 October 15, 2003
- 07:40
SEC could sanction Morgan Stanley
Potential charges follow investigation into fund sales practices
- By: IE Staff
- October 15, 2003 October 15, 2003
- 07:30
Standard Life responds to proposed regulation of CAPs
Insurer calls for improvements
- By: IE Staff
- October 14, 2003 October 14, 2003
- 12:55
Rebound for luxury goods
Pent-up demand is beginning to be unleashed
- By: IE Staff
- October 14, 2003 October 14, 2003
- 07:35
Big board ponders pay disclosures
NYSE co-presidents set to reveal compensation
- By: IE Staff
- October 10, 2003 October 10, 2003
- 07:30
U.S. securities industry welcomes new regulatory framework
Proposal gives SEC ability to regulate a brokerage's parent company and its affiliates on a consolidated basis
- By: IE Staff
- October 9, 2003 October 9, 2003
- 15:10
Appeal court upholds ruling against Sprott, broker
Parties fined for broker negligence
- By: IE Staff
- October 9, 2003 October 9, 2003
- 08:30
Barclays names Varley CEO
Barrett to become chairman
- By: IE Staff
- October 9, 2003 October 9, 2003
- 07:30
Industrial Alliance consolidates group products under single brand
National Life brand to be dropped
- By: IE Staff
- October 8, 2003 October 8, 2003
- 10:20
RBC launches special banking package for snowbirds
Combines banking, insurance, and mortgage offer
- By: IE Staff
- October 8, 2003 October 8, 2003
- 09:55
U.S. auditing oversight board begins policing role
Inspections scheduled for early next year
- By: IE Staff
- October 8, 2003 October 8, 2003
- 07:30
Kingsway announces two executive appointments
Treasurer and VP, risk management
- By: IE Staff
- October 7, 2003 October 7, 2003
- 14:30
Non-retail reps exempt from post-licensing education
New rule in line with IDA Policy 6
- By: IE Staff
- October 7, 2003 October 7, 2003
- 10:20
Laurentian Bank rating lowered on weak earnings
Outlook revised to stable: S&P
- By: IE Staff
- October 7, 2003 October 7, 2003
- 10:20
Small businesses see no improvement in banking competition: CFIB
Credit unions best at meeting needs
- By: IE Staff
- October 7, 2003 October 7, 2003
- 09:45
Study debunks fund world’s oldest myth
No predictive power in past performance: Morningstar
- By: IE Staff
- October 7, 2003 October 7, 2003
- 07:30
Indian bank subsidiary approved for CDIC membership
ICICI Bank Canada to open retail banking operation
- By: IE Staff
- October 6, 2003 October 6, 2003
- 10:30