IDA deals with Cartaway-type conflict
CSA must approve rule
- By: James Langton
- June 14, 2004 June 14, 2004
- 08:59
Latest news in Industry News
Study highlights importance of “best practices”
Relatively small differences in advisor performance lead to massive differentials in productivity, according to new industry research. Speaking at the Investment Dealers Association of Canada’s…
- By: James Langton
- June 14, 2004 June 14, 2004
- 08:28
Clients shifting their focus to risk management
They will look to advisors for investment solutions, not securities selection, says Investor Economics
- By: James Langton
- June 14, 2004 June 14, 2004
- 08:20
RBC’s glitch: the post-mortem
Bank offers more details on the software update felt all over the country
- By: IE Staff
- June 14, 2004 June 14, 2004
- 07:55
RBC debentures rated
Aa3 rating for Series 2014-1 reset subordinated debentures
- By: IE Staff
- June 11, 2004 June 11, 2004
- 13:13
Jovian buying Leon Frazer & Associates
Acquiring 77% of stock for about $2.3 million
- By: IE Staff
- June 11, 2004 June 11, 2004
- 12:44
Bank mergers no threat: study
Number of banks may not be good indicator of competition
- By: IE Staff
- June 11, 2004 June 11, 2004
- 07:50
NASD scrutinizes conflicts in bankers’ “fairness opinions”
Financial incentives under review
- By: IE Staff
- June 11, 2004 June 11, 2004
- 07:35
Panel approves accounting rules for outside U.S.
Rules won't take effect until approved by SEC
- By: IE Staff
- June 10, 2004 June 10, 2004
- 07:45
Royal Bank issues e-mail fraud warning
Messages ask clients to verify account numbers, PINs
- By: IE Staff
- June 10, 2004 June 10, 2004
- 07:30
Securities industry profits up 21% in Q1
Fourth consecutive quarter of earnings growth
- By: IE Staff
- June 9, 2004 June 9, 2004
- 15:26
Retail hiring won’t start until fall, GMP Capital says
CEO Sullivan says 100 advisors planned for private-client division over five years
- By: James Langton
- June 9, 2004 June 9, 2004
- 11:56
Crisis looming for Canada’s DB pension plan holders, CGA-Canada says
Study warns of $160-billion shortfall
- By: IE Staff
- June 9, 2004 June 9, 2004
- 10:20
GMP Capital posts 53% jump in Q1 earnings
Healthy markets help push revenues up 58%
- By: IE Staff
- June 9, 2004 June 9, 2004
- 09:18
Manulife signs five-year IT oursourcing agreement
300 Halifax employees to join CGI
- By: IE Staff
- June 9, 2004 June 9, 2004
- 08:20
Fed signals aggressive rate stance
Greenspan cites inflationary concerns
- By: IE Staff
- June 9, 2004 June 9, 2004
- 07:30
SEC may dilute plan to increase shareholders’ power
Regulator under pressure from businesses, Democrats
- By: IE Staff
- June 8, 2004 June 8, 2004
- 07:30
Institutional investors could face cuts in equity research: report
Regulatory review of "soft dollars" on the horizon
- By: IE Staff
- June 7, 2004 June 7, 2004
- 15:50
IDA identification requirements for beneficial owners effective immediately
Firms must obtain beneficial ownership information for non-individual accounts
- By: IE Staff
- June 7, 2004 June 7, 2004
- 15:20
IDA fines B.C. branch manager
Failure to supervise HSBC Securities rep nets $25,000 fine
- By: IE Staff
- June 7, 2004 June 7, 2004
- 14:10
Investors cross fingers as inflation looms
Severity of Fed's rate increases could stop bulls in their tracks
- By: IE Staff
- June 7, 2004 June 7, 2004
- 07:30
RBC extends business hours
Transaction delay will take until weekend to clear
- By: IE Staff
- June 4, 2004 June 4, 2004
- 10:50
Alpine Financial acquires new insurance brokerages
Alberta brokerages formerly part of Vector network
- By: IE Staff
- June 4, 2004 June 4, 2004
- 08:50
Gohill annouces acquisition of Calgary insurance brokerage
Former president purchases Bow Valley Insurance branches
- By: IE Staff
- June 4, 2004 June 4, 2004
- 08:40
1970’s Redux
Could a Mideast war bring a new oil price shock?
- By: IE Staff
- June 4, 2004 June 4, 2004
- 07:40