SIA pleased with SEC’s guidance on “soft dollars”
No unnecessary over-regulation, association says
- By: James Langton
- July 21, 2006 July 21, 2006
- 07:40
No unnecessary over-regulation, association says
Auction and electronic market integration platform scheduled to roll out in Q4
Changes in rules do not alter underlying economic reality of transactions
Rice Financial Group Inc. has finalized an agreement to purchase the right to service and the revenues generated from clients in Ontario, Manitoba and Saskatchewan…
Internet banking site named best in Canada for third-straight year
Revenue jumps 31%
Gross margin increases for seventh consecutive quarter
Firms not lured by emerging markets
Industry faces unprecedented change, says PwC
$55 million contribution to wealth management segmen
Blackmont clients gain direct access to UK markets
The Bank for International Settlements announced that it will carry out its seventh triennial survey of foreign exchange and derivatives markets in April and June…
New award recognizes excellence in investor education
China Everbright will distribute Sun Life pension products
Report recommends teaching the elderly how to how persuasion tactics work
Offering dependent on market conditions, stockholder approval
Branch and ATM networks disrupted
Gain in investment on Discovery Air
The Investment Funds Institute of Canada reported June net sales totalled just $297 million, not including $1 billion in re-invested distributions.That’s down sharply from $1.8…
Q2 financial results to be released August 1
Member firms to start trading in fourth quarter
Fourth quarter revenue increased 11% year-over-year to $344 million
Move intended to strengthen business relations with advisors