U.S. securities industry calls on SEC to preserve trailer fees
SIFMA issues white paper for SEC Roundtable on Rule 12B-1
- By: James Langton
- June 19, 2007 June 19, 2007
- 15:40
Latest news in Industry News
Allegiance Capital opens new Vancouver office
Dallas investment bank to serve Western Canada’s energy, import and growing technology industries
- By: IE Staff
- June 19, 2007 June 19, 2007
- 14:20
Urbana buys membership in Bermuda Stock Exchange
Urbana Corp. announced today that it has initiated a position in the Bermuda Stock Exchange (BSX).Established in 1971, BSX is the world’s leading fully electronic…
- By: IE Staff
- June 19, 2007 June 19, 2007
- 13:50
Western Financial Group announces perpetual convertible preferred equity financing
Proceeds from $15 million offering will be used to repay indebtedness
- By: IE Staff
- June 19, 2007 June 19, 2007
- 13:25
Montreal plays host to biotech financing conference
Canadian premiere of BIO VentureForum East
- June 19, 2007 June 19, 2007
- 12:50
U.S. Supreme Court supports securities industry in Credit Suisse case
IPO pricing antitrust lawsuit can not proceed
- By: James Langton
- June 18, 2007 June 18, 2007
- 16:10
Distributors feel impact of growing emphasis on retirement income and planning
Investor needs are changing as boomers pass to consumption phase from the asset gathering phase
- By: James Langton
- June 18, 2007 June 18, 2007
- 10:40
RBC Capital Markets completes acquisition of Seasongood & Mayer
Merger boosts firm’s standing in U.S. municipal investing banking market
- By: IE Staff
- June 18, 2007 June 18, 2007
- 09:55
RBC launches program for Canadian Olympic and Paralympic athletes
Program provides funding, flexible work arrangements and opportunities to share experiences with Canadians
- By: IE Staff
- June 18, 2007 June 18, 2007
- 09:40
Fund sales strong in May, IFIC says
Robust capital markets boost assets under management
- By: James Langton
- June 17, 2007 June 17, 2007
- 12:10
TSX-V conditionally approves Anthony Clark listing
Listing moves to junior exchange from TSX
- By: IE Staff
- June 15, 2007 June 15, 2007
- 13:55
Empire, Assumption win LOMA Canada learning and development awards
Awards presented at annual conference in Toronto
- By: IE Staff
- June 15, 2007 June 15, 2007
- 07:50
Valiant Trust launches new employee incentive plan system
Valiant Trust Company has introduced a new employee incentive plan recordkeeping system.The new plans recordkeeping system will accommodate most common employee incentive plan types including…
- By: IE Staff
- June 15, 2007 June 15, 2007
- 07:40
European bank mergers getting bigger, Moody’s says
Europe now has one of the highest levels of foreign banking ownership in the world compared with other large regions
- By: James Langton
- June 15, 2007 June 15, 2007
- 07:30
SIFMA stresses need for measured approach to ensure regulation does not stifle legitimate subprime lending
Emphasizes need for meaningful disclosure to borrowers of lending terms
- By: James Langton
- June 15, 2007 June 15, 2007
- 07:20
Merrill invests US$11 million in offshore analytics firm
Copal Partners provides research serving investment banks, hedge funds and private equity funds
- By: James Langton
- June 14, 2007 June 14, 2007
- 12:35
J.P. Morgan Chase to build tower at World Trade Center site
Building to house investment bank headquarters
- By: James Langton
- June 14, 2007 June 14, 2007
- 12:10
Electronic filing continues to be the choice of Canadians, CRA says
EFILE and NETFILE use up 5.2% from 2006
- By: IE Staff
- June 14, 2007 June 14, 2007
- 10:30
Goldman Sachs earnings rise in second quarter
Revenue edges lower
- By: James Langton
- June 14, 2007 June 14, 2007
- 09:45
Bears Stearns reports weaker Q2 earnings
Global clearing services and wealth management segments post record performances
- By: James Langton
- June 14, 2007 June 14, 2007
- 09:30
Xceed Mortgage reports strong growth in Q2
Mortgage lender hikes dividend
- By: IE Staff
- June 14, 2007 June 14, 2007
- 09:20
SIFMA opposes third-party class action lawsuits
Inclusion of third-parties would cause litigation costs in U.S. to skyrocket, securities association says
- By: James Langton
- June 14, 2007 June 14, 2007
- 07:10
Wins and recovery percentages down for individuals forced to use U.S. securities arbitration, study finds
Wins dropped from 59% in 1999 to 44% in 2004
- By: James Langton
- June 14, 2007 June 14, 2007
- 07:10
Canadian banks continue to show strong growth in domestic banking
Rising interest rates would slow consumer loan demand and further exacerbate rising consumer delinquencies, S&P says
- By: James Langton
- June 13, 2007 June 13, 2007
- 14:50
National Bank Direct Brokerage now offers NBF research to clients
National Bank Direct Brokerage (NBDB) is now offering the research and analysis of National Bank Financial (NBF) to its clients. NBF’s research and analysis will…
- By: IE Staff
- June 13, 2007 June 13, 2007
- 10:20