ISS releases 2013 proxy voting policies
New guidelines update approach to slate voting, “say-on-pay”
- By: James Langton
- November 16, 2012 November 16, 2012
- 09:55
Latest news in Industry News
U.S. Fed details new round of stress tests
Scenarios include baseline, adverse, and severely adverse
- By: James Langton
- November 16, 2012 November 16, 2012
- 08:00
EMDA, IFIC to re-design exempt market education
The rapid development of the exempt market and its increasing complex products prompt EMP course revision
- By: IE Staff
- November 15, 2012 November 15, 2012
- 16:05
Scotiabank completes acquisition of ING DIRECT
Online bank will continue to operate as separate unit
- By: IE Staff
- November 15, 2012 November 15, 2012
- 14:20
Financial transaction taxes do little to reduce volatility: report
Studies suggest tax increases volatility and decreases trading volume
- By: The Canadian Press
- November 15, 2012 November 15, 2012
- 12:05
Secure your business against cybercrime
Larry Keating, president and CEO of No Panic Computing, talks about the rise of cybercrime in a world of connected devices. Keating outlines safe computing…
- By: Larry Keating
- November 15, 2012 December 15, 2017
- 10:50
U.S. DTCC recovering contents from Sandy-flooded securities vault
Computer records are fully intact
- By: IE Staff
- November 15, 2012 November 15, 2012
- 09:15
Competition Bureau disputes RBS claims
Bank’s claims of co-operation in LIBOR investigation not accurate, Bureau says
- By: James Langton
- November 15, 2012 November 15, 2012
- 08:30
Power Financial Q3 earnings jump 47% to $460 million
Higher contribution from Great-West Lifeco; lower contribution from IGM Financial
- By: The Canadian Press
- November 14, 2012 November 14, 2012
- 14:05
Women investors feel confident and successful managing their online portfolios
Poll reveals attitudes and habits of female investors in Canada, Britain and the United States
- By: IE Staff
- November 14, 2012 November 14, 2012
- 13:40
FAIR Canada supports OBSI “name and shame” action
Advocacy group says consumers should avoid dealing with firms that don’t show “good faith” during disputes
- By: James Langton
- November 14, 2012 November 14, 2012
- 10:35
PlanPlus announces Middle East, Caribbean rollouts
Version 5.6 released to Canadian users
- By: IE Staff
- November 13, 2012 November 13, 2012
- 16:20
Fiera profit climbs in fourth quarter
Natcan acquisition boosts revenues
- By: IE Staff
- November 13, 2012 November 13, 2012
- 16:00
CIBC tops investment banking market penetration: Greenwich
RBC Capital Markets remains the leader in the debt markets
- By: James Langton
- November 13, 2012 November 13, 2012
- 15:10
U.S. portfolios forecast to return between 4.5% and 6.5%: TD
Projections may disappoint some investors, but a higher yield may be possible by actively managing the portfolio
- By: James Langton
- November 13, 2012 November 13, 2012
- 15:00
ILPA appoints new chairman
Two new member elected to the board of directors
- By: IE Staff
- November 13, 2012 November 13, 2012
- 12:05
Canadians remain cautious investors, despite growing optimism on economy
Albertans are most likely to increase their market positions
- By: IE Staff
- November 13, 2012 November 13, 2012
- 10:30
Leucadia buying investment banker Jefferies Group
Ratings agencies offer mixed outlooks
- By: James Langton
- November 12, 2012 November 12, 2012
- 12:30
OBSI outs Octagon for refusing to pay compensation
This is the first time the Omubdsman has publicized an investment dealer’s refusal to compensate a client
- By: James Langton
- November 9, 2012 November 9, 2012
- 12:30
Desjardins Q3 profit stable at $443 million
14% drop in revenues
- By: The Canadian Press
- November 9, 2012 November 9, 2012
- 12:25
Chi-X plans second Canadian ATS
OSC seeks comment on broker preferencing
- By: James Langton
- November 8, 2012 November 8, 2012
- 12:40
Alpha bows out of listings
Alpha’s outsourced trading technology to migrate to TMX Quantum
- By: James Langton
- November 8, 2012 November 8, 2012
- 12:30
Advisors embrace Fund Facts: survey
The disclosure documents are being used for client education and advisor research
- By: Fiona Collie
- November 8, 2012 November 8, 2012
- 11:55
OBSI prepared to “name and shame” firms
Ombudsman to reveal the names of companies that have refused to comply with client compensation
- By: James Langton
- November 8, 2012 November 8, 2012
- 10:35
Three big mistakes to avoid when hiring staff
Jordan Rosenberg, business coach at The Personal Coach, discusses the three most common errors advisors make when hiring staff — and how to avoid them.…
- By: Jordan Rosenberg
- November 8, 2012 December 15, 2017
- 09:45