Uniform fiduciary duty a priority for SIFMA
U.S. securities industry trade group says there should also be uniform supervision of brokers and advisors
- By: James Langton
- April 25, 2013 April 25, 2013
- 15:00
U.S. securities industry trade group says there should also be uniform supervision of brokers and advisors
$9.3 million compensation was the subject of several complaints from the floor
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Self-directed products allow clients to hold a full range of investments in a single consolidated account
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