Luxembourg signs MoU with Toronto Financial Services Alliance
Partnership provides for mutual exchange of research and information on financial services and regulation
- By: IE Staff
- June 4, 2015 June 4, 2015
- 09:10
Latest news in Industry News
Kensington Venture Fund completes second closing
Funding grows to $193 million
- By: James Langton
- June 4, 2015 June 4, 2015
- 08:50
Financial services sector needs to regain client trust
The solution is to live up to high ethical standards and help clients manage their costs and risks
- By: Jade Hemeon
- June 3, 2015 June 3, 2015
- 16:05
Canada signs global anti-tax evasion agreement
By signing the MCAA, Canada will be able to exchange information with other jurisdictions “efficiently and securely”
- By: Rudy Mezzetta
- June 3, 2015 June 3, 2015
- 14:50
SIFMA announces best interests standard for U.S. broker-dealers
Industry association responds to proposal from U.S. Dept. of Labor
- By: James Langton
- June 3, 2015 June 3, 2015
- 12:50
RBC captures leading share of Canadian institutional equity trading commissions
Electronic trading is becoming an ever more important driver of trade volumes and commissions
- By: James Langton
- June 3, 2015 June 3, 2015
- 11:45
Real estate gains boost families’ net worth
The average net worth of Canadian families rose 73% between 1999 and 2012, according to Statistics Canada
- By: James Langton
- June 3, 2015 June 3, 2015
- 11:15
Firms in market timing class action need not produce certain documents
Regulatory documents deemed not relevant to common issues
- By: James Langton
- June 3, 2015 June 3, 2015
- 10:45
Michael Wekerle steps down as Difference Capital CEO
Henry Kneis, Victor Duong take on new roles
- By: James Langton
- June 3, 2015 June 3, 2015
- 10:15
Letters to the Editor: Investor advocates call for fiduciary duty
More than higher proficiency standards are needed
- By: Stan Buell
- June 3, 2015 June 3, 2015
- 09:50
Greater clarity needed on ORPP
Advisor and others are concerned about the structure of the pension plan and are waiting for more information before discussing it with clients
- By: Tessie Sanci
- June 2, 2015 June 2, 2015
- 16:40
TMX announces executive changes, strategic realignment
Two new executive roles and the realignment of TMX Group’s overall organizational structure follow the completion of a strategic review launched in January
- By: Rudy Mezzetta
- June 2, 2015 June 2, 2015
- 15:30
Save Canadian venture markets, IIAC urges
Association president calls for tighter regulation of EMDs
- By: James Langton
- June 2, 2015 June 2, 2015
- 11:20
PMAC announces 2015 journalism award winners
IE reporter wins for two feature articles on exchange-traded funds
- By: IE Staff
- June 2, 2015 January 29, 2018
- 11:00
Letters to the Editor: No sound rationale for rule differences across the country
Different rules for securities regulation are inefficient and costly
- By: Ian Russell
- June 1, 2015 January 21, 2018
- 14:20
Retirements lead to key changes at Scotiabank
James O’Sullivan will replace Anatol von Hahn as head of Canadian banking while Andrew Branion will step into Jeff Heath’s role as executive vice president…
- By: Tessie Sanci
- June 1, 2015 June 1, 2015
- 12:55
Older Canadians can expect financial disruptions
Events such as supporting family, health-care expenses and stock market losses could have a major impact on financial plans
- By: James Langton
- June 1, 2015 June 1, 2015
- 11:25
Sterling Mutuals acquires Armstrong & Quaile
The purchase represents continued expansion as it adds $1.3 billion in AUA to Sterling Mutuals
- By: Fiona Collie
- June 1, 2015 June 1, 2015
- 06:35
Responsible Investment Week kicks off with conference
2015 conference takes place in Banff
- By: IE Staff
- June 1, 2015 June 1, 2015
- 06:30
Canadian derivatives players honoured
CIBC named “best derivatives house” in Canada
- By: Tessie Sanci
- May 29, 2015 May 29, 2015
- 10:10
SIFMA AMG argues against potentially harmful designations
FSB, IOSCO urged to drop efforts to create systemic risk methodology for asset managers and funds
- By: James Langton
- May 29, 2015 May 29, 2015
- 09:15
Scotiabank profit rises 2% in Q2
Growth in consumer and business loans
- By: The Canadian Press
- May 29, 2015 May 29, 2015
- 07:45
Sentinel refusing to reimburse clients
OBSI says fraudulent advisor operated on her own
- By: James Langton
- May 28, 2015 May 28, 2015
- 14:30
Court nixes reporting of alleged misdeeds to regulator
Allegations against brokerage unsupported by evidence
- By: James Langton
- May 28, 2015 May 28, 2015
- 10:45
New alliance aims to foster impact investing
Impact Angel Alliance encourages investors to focus on businesses that produce positive social or environmental impacts as well as financial returns
- By: James Langton
- May 28, 2015 May 28, 2015
- 09:45