The new “standards panel” will include members of the public who have a keen interest in financial planning in addition to CFPs with significant expertise
As a result of the share of the company being acquired from Legg Mason, Miller will have full ownership of LMM
The three exchanges will soon file a proposed set of rules and update to the plan for dealing with extraordinary volatility with the SEC
The new arrangement will result in a suite of new investment products that will draw on Morningstar’s “extensive, proprietary investment research”
The physical location will hold events open to the public, focus on money management and include collaborations with local influencers and entrepreneurs
Now that shareholders of both exchanges have approved the deal, the attention has turned toward receiving regulatory approval
The launch of the emerging-market equity sector service is the second in a series of additions it’s planning over the next six months
Banning embedded fees will reduce options for smaller investors
The appeal court dismissed the pension giant’s arguments against a lower court ruling, which ordered the OTPP to pay more than $1 million in damages
More than 137,000 candidates sat for all three levels of the exam, with 11,136 coming from Canada. The passing rate for the combined three exams…
The guide sets out the two phases of that application process and outlines the information that must be submitted in support of an application to…
The firm refused the ombudservice’s recommendation to compensate an investor who lost more than $100,000 in exempt-market investments
Echelon, formerly known as Euro Pacific Canada, has been growing in recent months as it completed the acquisition of Dundee Goodman Private Wealth this past…
Bank allegedly manipulated interest-rate benchmarks during financial crisis
The group is also calling on Ottawa to alter the rules surrounding group RRSPs to put them on a more level playing field with workplace…
There are various points of contention, among them are the impact on competition and regulatory arbitrage if the U.K. leaves the EU
Decision follows a reminder from the OSC last year that firms are not allowed to promote mutual funds using a performance rating or ranking based…
Outlook for capital markets business remains uncertain, Fitch reports
The proposed standards aim to address several important operational risks CDS faces in its dealings with transfer agents
The new business area’s goals include the development of tools that will help Canadians find new and better ways of accessing health care products and…
The firm is merging the CDS’s and the CDCC’s back-office operations and naming Glen Goucher as president of CDS
Although there’s a lot of information for those planning for retirement, there’s little available for those about to enter this stage of their lives, the…
The Fed has ordered the firm to pay a civil penalty of US$36.3 million and announced enforcement proceedings against former managing director
Alexander was senior vice president and chief economist with TD and also served as an economist with CIBC, RBC and the C.D. Howe Institute
The industry trade association suggests that group RRSPs should be put on a level playing field with DC pensions and PRPPs