Expressing empathy to senior clients
A STEP Canada session offered communication tips for advisors
- By: Michelle Schriver
- June 11, 2019 October 17, 2019
- 15:08
Latest news in Industry News
As investors watch trade wars, other problems percolate
Economic trends indicate there could be additional causes for concern
- By: Stan Choe, The Associated Press, The Associated Press
- June 11, 2019 October 17, 2019
- 10:15
CRA provides clarity on the tax on split income
At STEP Canada’s annual roundtable, the agency also warned about anti-avoidance rules
- By: Michelle Schriver
- June 10, 2019 October 17, 2019
- 14:21
MX launches incentive program for firms to hire, train futures traders
Applications are due by June 21
- By: James Langton
- June 10, 2019 October 17, 2019
- 11:55
CRA sends more than 700,000 documents to IRS under tax info-sharing agreement
Records shared as part of an effort to prevent offshore tax evasion
- By: Rudy Mezzetta
- June 7, 2019 October 17, 2019
- 12:52
Twins take top honours at IAFP financial planning competition
This year’s theme was “Making Financial Planning a Recognized Profession”
- By: IE Staff
- June 6, 2019 October 17, 2019
- 13:53
OSFI’s buffer boost a positive for banks, Moody’s says
Firm expects banks will build up their capital reserves — which already exceed the new minimums — even further
- By: James Langton
- June 6, 2019 October 31, 2019
- 10:34
IIAC names board, chair
Board includes executive officers from across the industry
- By: James Langton
- June 5, 2019 October 17, 2019
- 17:26
SEC moving to require brokers to reveal conflicts for advice
New rules for U.S. brokers came into effect on Wednesday
- By: The Associated Press
- June 5, 2019 October 17, 2019
- 10:32
Sustainalytics launches new ESG screening tool and engagement service
New tool assesses companies' compliance with human rights principles, labour practices
- By: James Langton
- June 4, 2019 October 17, 2019
- 15:02
Powell hints Fed will cut rates if needed over trade wars
His comments raised expectations for at least one interest rate cut before year's end
- By: Martin Crutsinger, The Associated Press
- June 4, 2019 October 17, 2019
- 12:30
LSE bolsters data business, buying ESG research firm
Beyond Ratings provides ESG data for fixed-income investors
- By: James Langton
- June 3, 2019 October 17, 2019
- 11:58
U.S., Mexico officials to begin talks over tariffs, border
Trump’s allies have warned about tariffs harming the U.S. economy
- By: Luis Alonso Lugo, Lisa Mascaro and Hope Yen, The Associated Press
- June 3, 2019 October 17, 2019
- 11:16
CLHIA scraps compensation disclosure effort
Association withdraws guidance after hearing advisors' concerns
- By: James Langton
- May 31, 2019 October 17, 2019
- 14:49
TSX calls for cap on trading rebates
The proposal follows a recent price war among marketplaces
- By: James Langton
- May 31, 2019 October 17, 2019
- 13:59
Time to spend your $25 bills
Certain discontinued bank notes will lose legal tender status effective Jan. 1, 2021
- By: James Langton
- May 31, 2019 October 17, 2019
- 13:44
RIA seeks to bolster advocacy
Group plans to follow up on its proposal to include responsible investment principles in KYC requirements
- By: James Langton
- May 31, 2019 October 17, 2019
- 12:19
IA Clarington parts with Sarbit Advisory Services
Sarbit Asset Management was acquired by IA in 2008
- By: Michelle Schriver
- May 30, 2019 October 17, 2019
- 16:48
National Bank Q2 net income up but falls just short of analyst estimates
The bank’s wealth management arm increased profits by 5% year-over-year
- By: The Canadian Press
- May 30, 2019 October 17, 2019
- 10:07
Canaccord invests in AI-powered hedge fund firm
Castle Ridge plans to use the investment to expand its distribution channel
- By: IE Staff
- May 29, 2019 October 17, 2019
- 11:40
BoC holds rate, says numbers suggest slowdown was temporary
Positive factors cited include oil recovery and jobs growth
- By: The Canadian Press
- May 29, 2019 October 31, 2019
- 11:20
BMO raises its dividend as it reports net income jump, but misses estimates
The capital markets business saw a drop in quarterly profits as it faced a large severance charge
- By: Armina Ligaya
- May 29, 2019 October 17, 2019
- 11:03
Wall Street bumps London from top spot for finance, survey finds
Only 36% of respondents said London was the world's preeminent financial centre
- By: James Langton
- May 28, 2019 October 17, 2019
- 15:29
Omega Securities aims to bring crypto trading to retail investors
Firm seeks approval from OSC on regulated market for digital assets
- By: James Langton
- May 28, 2019 October 17, 2019
- 11:34