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Reps’ court-side seats breach gift limits: FINRA article image Regulation

Reps’ court-side seats breach gift limits: FINRA

Bid for unpaid child support from estate gets go-ahead article image Judge looks at papers

Bid for unpaid child support from estate gets go-ahead

Industry consolidation poses risks to investors: FCA article image Group of business people holding puzzle pieces at a boardroom table

Industry consolidation poses risks to investors: FCA

FCA warns investors against claiming ‘professional’ status article image investor protection

FCA warns investors against claiming ‘professional’ status

OSFI eases banks’ crypto limits article image Bitcoin cryptocurrency with a pile of coins and smartphone, Vector illustrator

OSFI eases banks’ crypto limits

FCA prosecutes boiler room data breach article image Phone text

FCA prosecutes boiler room data breach

CIRO awaiting CRA feedback on advisor corporations article image Economic indicators

CIRO awaiting CRA feedback on advisor corporations

Bank of Canada set to announce key rate decision article image Bank of Canada headquarters

Bank of Canada set to announce key rate decision

FCA proposes reforms to short-selling rules article image Green and red trading candlesticks on blue display

FCA proposes reforms to short-selling rules

Court upholds terms of dealer non-compete article image Judge looks at papers

Court upholds terms of dealer non-compete

Trump administration narrows list of potential Fed chairs to 5 article image Federal Reserve building

Trump administration narrows list of potential Fed chairs to 5

FCA to soon oversee ESG ratings article image ESG investing

FCA to soon oversee ESG ratings

AMF expands fund managers’ access to Hong Kong article image Quebec flag

AMF expands fund managers’ access to Hong Kong

N.B.’s title protection drops enhanced educational requirement for financial advisors article image New Brunswick flag

N.B.’s title protection drops enhanced educational requirement for financial advisors

U.S. industry passes disaster stress test article image Stress test

U.S. industry passes disaster stress test

Woman sanctioned for insider trading article image Canadian laws

Woman sanctioned for insider trading

ESMA targets cybersecurity, ESG disclosure article image Computer keys

ESMA targets cybersecurity, ESG disclosure

Trailer fee class actions allowed to proceed article image Canadian laws

Trailer fee class actions allowed to proceed

Global banks bolster capital positions article image Bank consolidation

Global banks bolster capital positions

Crypto platform not liable for scam victim’s losses article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Crypto platform not liable for scam victim’s losses

CSA plans semi-annual reporting pilot article image magnifying glass

CSA plans semi-annual reporting pilot

FSRA updates proposed MGA rule article image 800×600-Announcement-microphones-istock-hxdbzxy alternate text for this image

FSRA updates proposed MGA rule

  • By: IE Staff
  • October 22, 2025 October 22, 2025
  • 15:48
BCSC settles with pair over unregistered activity article image Judgment fine

BCSC settles with pair over unregistered activity

OSC flags concerns with firms’ digital tactics article image Phone text

OSC flags concerns with firms’ digital tactics

Carbon markets working well: ESMA article image Climate change board

Carbon markets working well: ESMA