Court upholds FSRA enforcement policy
Guidance on publishing allegations is reasonable, court finds
- By: James Langton
- August 14, 2024 August 14, 2024
- 15:42
Guidance on publishing allegations is reasonable, court finds
Forex TB Ltd. took advantage of vulnerable retail investors, regulator alleged
Exchange overpromised, under-delivered on clearing system replacement
Much of the industry's involvement may be outside the SRO's perimeter
NovaTech allegedly took more than US$650 million from investors globally
Majority of tips, half of enforcement actions involve crypto, CFTC says
Order demands US$12.7 billion in disgorgement, investor restitution
Misconduct continued even when rep was under close supervision, CIRO says
U.K. firms failing to meet new investor protection standards, review finds
Internal review, external assessment slated to be published toward end of 2024
Fund manager, H2O, agrees to provide €250 million to unitholders
Receiver rejected company's $213-million claim against flagship fund
Regulators call time on interim approach to onboarding crypto firms
Move could raise £880 million for social causes, U.K. regulator says
Funds used investor capital to pay distributions
Charges followed JSOT investigation into investment scheme
Changes accommodate new CSE senior listings
New SCC ruling allows fraudsters to escape regulatory penalties via bankruptcy
Crypto claims decline, AI-related cases on the rise
Compliance review found violations of anti-money laundering rules
If inflation continues to go down, a rate cut could be on the table in September: Powell
Regulators' penalties don't survive bankruptcy, but disgorgement orders do, court finds
Platform claimed to be decentralized, authorities allege
GRI, TFND issue joint guidance, map to facilitate sustainability reporting