Latest news in From the Regulators


OSFI releases guidance on models for capital framework for life insurers

Bernanke defends Fed’s record during financial crisis

BCSC panels reciprocate ASC, NBSC, and OSC enforcement orders

  • By: IE Staff
  • February 3, 2010 February 3, 2010
  • 14:25

CPSS, IOSCO to review standards for payment, clearing and settlement systems

U.S., UK regulators pledge closer co-operation

  • By: IE Staff
  • February 1, 2010 February 1, 2010
  • 16:22

CSA to target fraud, boiler rooms

MFDA fines Ontario couple $2.4 million for bilking investors

U.S. Senate confirms Bernanke for a second term

CFTC fines three Canadian firms for inappropriate trading

Taub settles with IIROC over trading misconduct

  • By: IE Staff
  • January 28, 2010 January 28, 2010
  • 08:36

SEC approves money market fund reforms

Central banks confirm expiration of temporary swap facility with U.S. Federal Reserve

B.C. fund saleswoman disciplined for conducting unregistered trades

  • By: IE Staff
  • January 27, 2010 January 27, 2010
  • 10:49

Norbourg fraud trial ends after jurors fail to reach unanimous verdict

AMF cautions investors to investigate before investing in an RRSP

MFDA annual meeting set for March 4

  • By: IE Staff
  • January 25, 2010 January 25, 2010
  • 16:55

FINRA issues guidance on use of social media websites

OSC fee hike awaiting ministerial approval

Donations to Haiti earthquake relief will be deductible from 2009 taxes, Quebec says

CSA to adopt new insider reporting regime

  • By: IE Staff
  • January 24, 2010 January 24, 2010
  • 11:43

Tang denied bail

Alberta regulators accuse Gold Quest International of running Ponzi scheme

  • By: IE Staff
  • January 21, 2010 January 21, 2010
  • 17:24

Obama calls for restrictions on U.S. banks

Financial sector in need of regulatory reform: Conference Board

U.S. watchdog asked to review Fed bailout of AIG