Retail investors vulnerable to greenwashing: OSC
Experiment finds investors lured by ESG ratings they don't understand
- By: James Langton
- October 30, 2024 October 30, 2024
- 15:51
Man banned four years, pays $135,000 in settlement with regulator
Review highlights improved board diversity, lack of female CEOs, CFOs
SRO considers modernizing rules amid market, investor evolution
OSC proved most of its case against failed firm's founders, panel ruled
ESMA consults on research bundling, prospectus requirements
B.C. court finds executor's duty is to estate, not deceased
Manulife unit only major financial firm to adopt TNFD recommendations
FCA review finds an increase in workplace complaints
Acts in furtherance of a trade violated securities rules
SRO examines industry's foray into virtual worlds
In early 2023, banks faced unprecedented deposit outflows, and evidence suggests social media played a role
Firm was alerted to $1 million in missed grants by government review
Bulletin alerts industry firms to risky activity involving legal profession
SRO curbs exemptions, toughens firms' approval requirements
Regulator calls for more enforcement tips on emerging issues
Firms' joint foray into consumer finance wasn't ready, regulator alleges
Tech, crypto schemes top threats to investors, including seniors, NASAA reports
U.K. regulator conducting criminal inquiries, issuing investor alerts
Third-party data didn't screen all energy, tobacco stocks, regulator says
Court rules no evidence of common breach, given differences among investors
Exam division details compliance priorities for year ahead
Self-regulatory organization consults on proposed disgorgement distribution policy
Move from hourly to flat rate will improve transparency, efficiency: regulator
Approval regime, proficiency are among areas covered in latest consultation