Latest news in From the Regulators

Climate disclosure remains a work in progress article image Climate change board

Climate disclosure remains a work in progress

Bank regulators to take a breather in 2025: Fitch article image a man on a precipice

Bank regulators to take a breather in 2025: Fitch

FCA unveils private stock market plans article image consultation discussion

FCA unveils private stock market plans

Bitcoin surge benefits fraud victims in the U.S. article image Bitcoin

Bitcoin surge benefits fraud victims in the U.S.

Europe gears up for new crypto rules article image Pile of cryptocurrency coins

Europe gears up for new crypto rules

OSFI keeps domestic stability buffer on hold at 3.5% article image Close up of businesswoman using calculator while going through financial bills.

OSFI keeps domestic stability buffer on hold at 3.5%

Shadow bank growth outpaces traditional sector: FSB article image big vs little

Shadow bank growth outpaces traditional sector: FSB

FCA launches crypto regime consultation article image Dogecoin

FCA launches crypto regime consultation

BCSC sanctions woman in Chinese student scam article image Fines graphic

BCSC sanctions woman in Chinese student scam

Crypto tax evasion lands U.S. man in jail article image United States flag with Bitcoin cryptocurrency

Crypto tax evasion lands U.S. man in jail

BCSC steps up fight against misleading investors article image Rules and regulations

BCSC steps up fight against misleading investors

Lutnick’s Cantor settles with SEC article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Lutnick’s Cantor settles with SEC

CIRO asks for industry comments on OEO dealers serving DIY clients article image Phone text

CIRO asks for industry comments on OEO dealers serving DIY clients

FCA aims to fill the advice gap for mid-market U.K. investors article image investment growth

FCA aims to fill the advice gap for mid-market U.K. investors

CIRO to match SEC on trading increments article image trade timing

CIRO to match SEC on trading increments

Issuer sanctioned by OSC for misleading disclosure article image calendar court

Issuer sanctioned by OSC for misleading disclosure

Fired CEO’s bid to turn lemons into lemonade illegal: SEC article image Businessman shamed

Fired CEO’s bid to turn lemons into lemonade illegal: SEC

ECB cuts rates a quarter point article image Frankfurt, Germany - November 09, 2020: European Central Bank ECB, EZB headquarters at Eastend Frankfurt, Germany. The European Central Bank (ECB) is the central bank of the Eurozone. Close-up of the logo in front of the building.

ECB cuts rates a quarter point

Nigerian scammers impersonating legit advisors: SEC article image Metal handcuffs placed over the word fraud

Nigerian scammers impersonating legit advisors: SEC

Former TD employee in U.S. charged for money laundering article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Former TD employee in U.S. charged for money laundering

Ontario court approves trailer fee class action deal article image Judge looks at papers

Ontario court approves trailer fee class action deal

Boosting banks’ defences to fund risks article image Graphic of Europe

Boosting banks’ defences to fund risks

FINTRAC fines bank for compliance violations article image Canadian money

FINTRAC fines bank for compliance violations