Latest news in From the Regulators

Edward Jones to pay US$17 million in NASAA settlement article image Gavel and texts

Edward Jones to pay US$17 million in NASAA settlement

Closing the gap between mutual, seg fund regulation article image consultation discussion

Closing the gap between mutual, seg fund regulation

BCSC sanctions trading scheme’s promoter article image Regulation

BCSC sanctions trading scheme’s promoter

IIAC calls for issuer bid reforms article image Financial stock exchange market display screen board on the street

IIAC calls for issuer bid reforms

It took 10 years, but insider trader gets prison article image jail bars

It took 10 years, but insider trader gets prison

Real estate dominates BCFSA’s first consumer complaints report article image Judge's gavel with magnifying glass on black.

Real estate dominates BCFSA’s first consumer complaints report

Montenegro approves extradition of Terraform crypto mogul to the U.S. article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Montenegro approves extradition of Terraform crypto mogul to the U.S.

AMF annual fee increases announced for 2025 article image Quebec Parliament building

AMF annual fee increases announced for 2025

Competition Bureau clarifies expectations around new greenwashing rules article image Lightbulb drawn around tree image, indicating sustainable ideas

Competition Bureau clarifies expectations around new greenwashing rules

Proposed Alberta Pension Plan not entitled to 53% of CPP assets: OSFI article image The legislature in Alberta

Proposed Alberta Pension Plan not entitled to 53% of CPP assets: OSFI

NBF settles supervisory allegations with MX article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

NBF settles supervisory allegations with MX

Breaching BCSC freeze order lands man in jail article image Gavel and Money - Canada stock photo

Breaching BCSC freeze order lands man in jail

Tribunal sets sanctions in record crypto fraud article image fraud

Tribunal sets sanctions in record crypto fraud

TSX proposes trading rule reforms article image consultation discussion

TSX proposes trading rule reforms

FINRA orders restitution to fund investors article image Business lawyer team. Working together of lawyer in the meeting.

FINRA orders restitution to fund investors

Archegos founder gets 18-year sentence in the U.S. article image Judge looks at papers

Archegos founder gets 18-year sentence in the U.S.

U.S. trade reporting violations spark sanctions article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

U.S. trade reporting violations spark sanctions

Pair behind US$100 million deli plead guilty article image calendar court

Pair behind US$100 million deli plead guilty

CIRO seeks feedback on proposed CE harmonization article image A creative woman asking a question at the office

CIRO seeks feedback on proposed CE harmonization

Crypto crime up in 2024: report article image cybersecurity

Crypto crime up in 2024: report

FCA sets out to redesign U.K. retail investment disclosure article image Illustration of a businessperson using a magnifying glass to examine files

FCA sets out to redesign U.K. retail investment disclosure

FSB tackles shadow bank leverage article image Board room discussion

FSB tackles shadow bank leverage

To boost research coverage, let issuers pay article image Businessman holding tablet with graphs

To boost research coverage, let issuers pay

Emerging market regs team up on climate rules article image Green planet

Emerging market regs team up on climate rules