CFTC revamps enforcement division
Regulator slims its roster of task forces, signals shift in focus
- By: James Langton
- February 4, 2025 February 4, 2025
- 16:09
Regulator slims its roster of task forces, signals shift in focus
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Sanctions needed to level playing field with crypto firms that are complying
Former Goldman Sachs analyst traded on confidential M&A information
Economist allegedly passed on potentially-sensitive economic data, DoJ says
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Regulator seeks consistent implementation of new regime, avoiding arbitrage
Reforms designed to encourage smaller deals, retail participation
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Settlement provides refunds to investors that bought variety of digital assets
Quebec court refuses to stay lawsuit, saying regulatory, receivership proceedings could take years
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SEC reforms under judicial review, Canadian regs won't change first
Industry committee to lead technical work on transition to faster settlement
Review examines post-crisis response in securitization markets, signals CLO concerns
Hester Peirce to lead agency's effort to bring more certainty to crypto sector
Agency reports record enforcement filings, seeks to save dealer rule