Latest news in From the Regulators

CFTC revamps enforcement division article image changes ahead sign

CFTC revamps enforcement division

FINRA sanctions custody firm article image Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo

FINRA sanctions custody firm

U.S. charges Canadian for alleged crypto hack article image Dogecoin

U.S. charges Canadian for alleged crypto hack

Ontario tribunal bans, fines crypto platform article image Pile of cryptocurrency coins

Ontario tribunal bans, fines crypto platform

FCA hits ex-analyst with confiscation order article image Robber captured

FCA hits ex-analyst with confiscation order

Former Fed official accused of spying for China article image Federal Reserve building

Former Fed official accused of spying for China

CFR compliance sweep report on tap article image Judge's gavel with magnifying glass on black.

CFR compliance sweep report on tap

ESMA issues crypto guidance article image Crypto currency

ESMA issues crypto guidance

FCA aims to ease retail access to bond markets article image IIAC recommends certain reforms for fighting financial crime

FCA aims to ease retail access to bond markets

Court approves SMI class action settlement article image Judge looks at papers

Court approves SMI class action settlement

Binary options fraudsters ordered to pay US$450 million article image stealing money

Binary options fraudsters ordered to pay US$450 million

New CIRO fee model gets OSC approval article image Fork in the road

New CIRO fee model gets OSC approval

Bridging receivership back in court next week article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Bridging receivership back in court next week

U.S. securities class actions rose in 2024 article image Judge looks at papers

U.S. securities class actions rose in 2024

We’re not all ‘f**cked’ by AI: BCSC article image BCSC ad alternate text for this image

We’re not all ‘f**cked’ by AI: BCSC

CFTC pledges enhanced public consultation article image consultation discussion

CFTC pledges enhanced public consultation

Banks settle OTC bond class action article image Court settlement

Banks settle OTC bond class action

ASC, BCSC join settlement with crypto companies article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

ASC, BCSC join settlement with crypto companies

Bridging investors deserve their day in court: judge article image calendar court

Bridging investors deserve their day in court: judge

Capital markets vulnerable to criminals: FCA article image Robber captured

Capital markets vulnerable to criminals: FCA

CSA to match SEC on trading fee caps article image Old and new sign

CSA to match SEC on trading fee caps

Europe launches T+1 committees article image Euro map

Europe launches T+1 committees

G20 reforms working, but risks remain: FSB article image financial risk

G20 reforms working, but risks remain: FSB

SEC launches crypto task force article image United States flag with Bitcoin cryptocurrency

SEC launches crypto task force

SEC makes last-minute enforcement push article image signing document

SEC makes last-minute enforcement push