Kwon was charged in the U.S. with fraud over a US$40-billion crash of Terraform Labs’ cryptocurrency, which devastated retail investors around the world
Fee increases are between 1.6% and 2.85%, effective Jan. 1
New laws were passed in June requiring companies to substantiate environmental claims
Chief actuary says LifeWorks did not "respect the textual indications of the legislation"
Firm failed to fully investigate potentially manipulative trading by an ex-employee
Regulator found bank accounts frozen during an investigation had been depleted
Panel orders more than US$50M in disgorgement, plus $5M in penalties and costs
Exchange seeks change to dark trading price improvement rules, feedback on unintentional crosses
Firms failed to ensure that investors got fund fee rebates, waivers
Bill Hwang sentenced over hedge fund collapse that torched Wall Street
Trio of firms sanctioned for regulatory reporting issues
Father, son duo plead guilty to securities fraud, conspiracy charges
SRO sets out common requirements, contemplates shift to annual CE cycle
Hacking eased in second half, as North Korean attacks dropped
Regulators seek more useful, flexible product disclosures
Report sets out recommendations for addressing risks posed by leverage build ups
ESMA consults on code of conduct to encourage issuer-sponsored research
IOSCO members launch group to support ISSB standards adoption
CSSB issues final standards, CSA still working on rule that would mandate disclosure
Amid an expected easing in the U.S., the rating agency has a neutral outlook on global bank regulation
U.K. launches experiment to facilitate private share trading
Victims poised to get all their money back after value of crypto seized by U.S. authorities soars
ESMA issues series of guidance ahead of new regime's launch at year end
The hold reflects OSFI's view that risks facing the financial system remain generally stable
Market gains, net inflows boost assets held in the non-bank sector