Latest news in From the Regulators

FCA calls on alt managers to beef up valuation article image Rules and regulations

FCA calls on alt managers to beef up valuation

FCA finally bans bankers article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

FCA finally bans bankers

  • March 4, 2025 March 4, 2025
  • 14:59
FSB taps BoC’s Macklem to head oversight group article image Hand placing a wooden person onto a wooden block

FSB taps BoC’s Macklem to head oversight group

Open questions about open banking  article image Computer keys

Open questions about open banking 

Bridging investors to finally see some money article image calendar court

Bridging investors to finally see some money

U.K.’s first crypto convict gets jail time article image crypto currency regulation

U.K.’s first crypto convict gets jail time

SEC says ‘meme’ coins aren’t securities article image Crypto coins

SEC says ‘meme’ coins aren’t securities

Industry applauds delay in SEC clearing rules article image SEC

Industry applauds delay in SEC clearing rules

Crypto crime continues to grow, evolve: report article image Crypto currency

Crypto crime continues to grow, evolve: report

U.S. audit enforcement hit record high in 2024 article image Cop chasing crook

U.S. audit enforcement hit record high in 2024

ASIC seeks to revive public markets article image The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

ASIC seeks to revive public markets

Former Bay Street titans in legal clash over OSC case article image Gavel and texts

Former Bay Street titans in legal clash over OSC case

CFTC says enforcement will do more with less article image whistle blower

CFTC says enforcement will do more with less

Offshore crypto exchange settles with DoJ article image Pile of cryptocurrency coins

Offshore crypto exchange settles with DoJ

FSB targets implementation of post-crisis reforms article image Chart showing ups and downs of stock market

FSB targets implementation of post-crisis reforms

Winners in alleged B.C. Ponzi scheme face recovery effort article image ponzi scheme

Winners in alleged B.C. Ponzi scheme face recovery effort

FSB seeks status report on crypto regulation article image Crypto currency

FSB seeks status report on crypto regulation

OSFI revising capital, crypto, climate rules article image rules and regulations

OSFI revising capital, crypto, climate rules

SEC replaces crypto team with smaller cyber enforcement unit article image SEC

SEC replaces crypto team with smaller cyber enforcement unit

IOSCO flags market surveillance struggles article image trader at desk

IOSCO flags market surveillance struggles

Investment dealers want open (banking) relationships too article image Businessman touching a screen showing the concept of global networks

Investment dealers want open (banking) relationships too

U.K. signals move to T+1 in 2027 article image Financial stock exchange market display screen board on the street

U.K. signals move to T+1 in 2027

FCA sanctions dividend arbitrage trading article image Judge's gavel

FCA sanctions dividend arbitrage trading

ESMA aims to set crypto proficiency standards article image Crypto coins

ESMA aims to set crypto proficiency standards