Home News From the Regulators Page 27

Latest news in From the Regulators

SEC makes it easier to ignore shareholder proposals article image Annual general meeting

SEC makes it easier to ignore shareholder proposals

OSFI puts capital hike on hold, indefinitely article image Rules and regulations

OSFI puts capital hike on hold, indefinitely

U.K. trader avoids U.S. insider trading charges article image compliance

U.K. trader avoids U.S. insider trading charges

B.C. court rejects bid to revise will, impose a trust article image Last_will alternate text for this image

B.C. court rejects bid to revise will, impose a trust

SEC relaxes audit trail requirements article image Illustration of a businessperson using a magnifying glass to examine files

SEC relaxes audit trail requirements

ISS drops race, gender from U.S. proxy voting article image changes ahead sign

ISS drops race, gender from U.S. proxy voting

SEC retreats on climate disclosure rules article image SEC

SEC retreats on climate disclosure rules

Investor class action against cannabis firm settled article image Court settlement

Investor class action against cannabis firm settled

SEC hacker pleads guilty article image SEC

SEC hacker pleads guilty

Industry divided on OSC’s proposed ‘long-term asset funds’ article image Illustration of a man standing at a crossroads

Industry divided on OSC’s proposed ‘long-term asset funds’

FCA to pay investors for complaint delays article image saving money

FCA to pay investors for complaint delays

Court allows parallel class actions in data breach article image Computer keys

Court allows parallel class actions in data breach

B.C. appeal court certifies closet indexing class action article image Judge makes ruling

B.C. appeal court certifies closet indexing class action

Basel Committee revises credit risk principles article image Board room discussion

Basel Committee revises credit risk principles

FDIC joins U.S. pro-crypto shift article image Crypto coins

FDIC joins U.S. pro-crypto shift

CFTC revamps enforcement division article image changes ahead sign

CFTC revamps enforcement division

FINRA sanctions custody firm article image Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo

FINRA sanctions custody firm

U.S. charges Canadian for alleged crypto hack article image Dogecoin

U.S. charges Canadian for alleged crypto hack

Ontario tribunal bans, fines crypto platform article image Pile of cryptocurrency coins

Ontario tribunal bans, fines crypto platform

FCA hits ex-analyst with confiscation order article image Robber captured

FCA hits ex-analyst with confiscation order

Former Fed official accused of spying for China article image Federal Reserve building

Former Fed official accused of spying for China

CFR compliance sweep report on tap article image Judge's gavel with magnifying glass on black.

CFR compliance sweep report on tap

ESMA issues crypto guidance article image Crypto currency

ESMA issues crypto guidance

FCA aims to ease retail access to bond markets article image IIAC recommends certain reforms for fighting financial crime

FCA aims to ease retail access to bond markets

Court approves SMI class action settlement article image Judge looks at papers

Court approves SMI class action settlement