Latest news in From the Regulators

CSA offers guidance on fund risk ratings article image rock climbing risk

CSA offers guidance on fund risk ratings

Market turmoil weighs on Europe’s asset managers article image tightrope

Market turmoil weighs on Europe’s asset managers

Text of the Bank of Canada’s latest interest rate decision article image Boardroom talk

Text of the Bank of Canada’s latest interest rate decision

FCA proposes simpler retail cost disclosure article image UK flag

FCA proposes simpler retail cost disclosure

FCA makes overtures to U.S., Asia Pacific region article image Abstract lines

FCA makes overtures to U.S., Asia Pacific region

FSRA flags unlicensed life and health agent activity article image Judge's gavel with magnifying glass on black.

FSRA flags unlicensed life and health agent activity

CIRO pushes retail data project to 2027 article image Piles of coins

CIRO pushes retail data project to 2027

RCMP charges man in alleged crypto scheme article image Stealing money

RCMP charges man in alleged crypto scheme

Fund rep fined, banned for borrowing from clients article image Stack of bills

Fund rep fined, banned for borrowing from clients

Investors face risks from trading apps: FCA article image Using phone for finances

Investors face risks from trading apps: FCA

Startup CEO charged in AI washing case article image AI computer

Startup CEO charged in AI washing case

Expanding access to advice on CIRO’s agenda article image Phone finances

Expanding access to advice on CIRO’s agenda

ESMA clarifies best execution expectations article image rules and regulations

ESMA clarifies best execution expectations

ISSB, TNFD team up to bolster nature-related financial disclosures article image dollar sign in front of a green forest background

ISSB, TNFD team up to bolster nature-related financial disclosures

ESMA seeks simpler ESG rules for benchmarks article image ESG investing

ESMA seeks simpler ESG rules for benchmarks

Insurers shun crypto under tough capital rules: Fitch article image Crypto coins

Insurers shun crypto under tough capital rules: Fitch

Wall Street facing flat revenues, amid wild volatility article image Wall street

Wall Street facing flat revenues, amid wild volatility

FCA aims to be a smarter, pro-growth regulator article image rules and regulations

FCA aims to be a smarter, pro-growth regulator

CIRO tribunal erred, BCSC panel rules article image Judge's gavel with magnifying glass on black.

CIRO tribunal erred, BCSC panel rules

NASAA adopts ‘best interest’ in model rule article image papers on a desk

NASAA adopts ‘best interest’ in model rule

Ex-rep admits to misappropriating millions article image Banned

Ex-rep admits to misappropriating millions

ESMA aims to inspire confidence in green bonds article image Sustainable investing

ESMA aims to inspire confidence in green bonds

Rating agency fined by ESMA article image penalty card

Rating agency fined by ESMA

Court approves smaller payout to Bridging investors article image Canadian laws

Court approves smaller payout to Bridging investors