Latest news in From the Regulators

ESMA seeks to cut regulatory reporting burden article image Rules and regulations

ESMA seeks to cut regulatory reporting burden

U.S. consumer spending to weaken in second half: Moody’s article image wallet and cash

U.S. consumer spending to weaken in second half: Moody’s

Opinion: Canada’s new AML regulations are a wake-up call article image Laundering money

Opinion: Canada’s new AML regulations are a wake-up call

Fund reps sanctioned over conflicts article image calendar court

Fund reps sanctioned over conflicts

Rep fined, banned for stealing from a client article image Robber captured

Rep fined, banned for stealing from a client

Former U.K. fund analyst convicted for insider dealing article image calendar court

Former U.K. fund analyst convicted for insider dealing

BCSC disgorgement order survives bankruptcy article image Vancouver skyline

BCSC disgorgement order survives bankruptcy

Maybe ignorance of the law is an excuse after all article image SEC

Maybe ignorance of the law is an excuse after all

CSA contemplates ETF reforms article image usinesswoman studies financial market to calculate possible risks and profit

CSA contemplates ETF reforms

B.C. makes progress on restricted insurance agency license article image Illustration of a businessperson using a magnifying glass to examine files

B.C. makes progress on restricted insurance agency license

U.K. challenger banks pose little challenge article image a man pushing a giant ball while others push squares

U.K. challenger banks pose little challenge

Clock ticking on investors’ crypto: AMF article image Crypto coins

Clock ticking on investors’ crypto: AMF

Bridging execs hit with over $27 million in sanctions article image Court decision, Justice

Bridging execs hit with over $27 million in sanctions

SEC abandons long list of reform proposals article image Economic indicators

SEC abandons long list of reform proposals

BoC weighed June rate cut — but trade uncertainty kept it on hold article image Bank of Canada

BoC weighed June rate cut — but trade uncertainty kept it on hold

Does Tiff Macklem need a TikTok? article image Tiff Macklem

Does Tiff Macklem need a TikTok?

ASIC launches inquiry into ASX article image Australian finances

ASIC launches inquiry into ASX

U.S. finfluencer pleads guilty in Ponzi scheme article image Finfluencers

U.S. finfluencer pleads guilty in Ponzi scheme

Crypto firm sanctioned in OSC case article image Court decision, Justice

Crypto firm sanctioned in OSC case

SEC sanctions Canadian for role in touting scheme article image Businessman shamed

SEC sanctions Canadian for role in touting scheme

Bank regulators call for voluntary climate disclosure article image Green globe in forest

Bank regulators call for voluntary climate disclosure

Crypto ‘market maker’ sentenced in U.S. article image Crypto coins

Crypto ‘market maker’ sentenced in U.S.

SCC refuses leave in Sun Life class action article image Class action

SCC refuses leave in Sun Life class action

FINTRAC fines securities dealer article image penalty card

FINTRAC fines securities dealer

CSA proposes changes to disclosure rules for miners article image Illustration of a businessperson using a magnifying glass to examine files

CSA proposes changes to disclosure rules for miners