Latest news in From the Regulators

IOSCO adopts fund liquidity reforms article image Businessman holding tablet with graphs

IOSCO adopts fund liquidity reforms

FCA bans former banker in African kickback scheme article image Entrance of historic bank building of Swiss bank Credit Suisse. Photo taken April 19th, 2021, Zurich, Switzerland.

FCA bans former banker in African kickback scheme

CEO sold fake units in real LPs, SEC alleges article image Fraud allure

CEO sold fake units in real LPs, SEC alleges

Failure to file exemption reports ends in sanctions article image Fines graphic

Failure to file exemption reports ends in sanctions

Top court denies appeal on Binance class action article image cryptocurrencies

Top court denies appeal on Binance class action

GDP growth drops sharply in Q1: OECD article image GDP Word Written In Wooden Cube reflection on black mirrow with money stack as graph in background stock photo

GDP growth drops sharply in Q1: OECD

OSFI launches series of reform consultations article image consultation discussion

OSFI launches series of reform consultations

Shoring up sustainable bond markets article image Sustainable investing

Shoring up sustainable bond markets

IOSCO calls on tech firms to combat investor fraud article image Fraud

IOSCO calls on tech firms to combat investor fraud

BCSC sends a message on late filings article image penalty card

BCSC sends a message on late filings

SEC crypto enforcement not dead yet article image Crypto currency

SEC crypto enforcement not dead yet

Financial stability exposed to trade ructions: ECB article image Euro map

Financial stability exposed to trade ructions: ECB

Ringleader of global scheme sentenced in U.S. article image businessman behind bars

Ringleader of global scheme sentenced in U.S.

ESMA rethinks retail investor protection article image investing with a smart phone

ESMA rethinks retail investor protection

Opinion: Ontario’s provincial budget lacks modernization article image The legislature in Ontario

Opinion: Ontario’s provincial budget lacks modernization

IOSCO tackles retail harm from online innovation article image man using mobile phone

IOSCO tackles retail harm from online innovation

SEC hacker gets jail time article image SEC

SEC hacker gets jail time

Seafaring Ponzi schemer pleads guilty article image Robber captured

Seafaring Ponzi schemer pleads guilty

Ontario beefing up enforcement tools, sanctions article image business man using magnifying glass to inspect documents

Ontario beefing up enforcement tools, sanctions

Supreme Court denies leave in insider trading case article image Supreme Court of Canada in Ottawa

Supreme Court denies leave in insider trading case

Ex-CEO pleads guilty in securities fraud case article image Fraud

Ex-CEO pleads guilty in securities fraud case

Meme stock fraudsters get jail time article image Stealing money

Meme stock fraudsters get jail time

CSA takes further action to boost capital raising article image Canadian money

CSA takes further action to boost capital raising

OSC deal opens doors in Asia for fund managers article image Illustration of two people shaking hands on two upward arrows

OSC deal opens doors in Asia for fund managers