Home News From the Regulators Page 23

Latest news in From the Regulators

Investors face risks from trading apps: FCA article image Using phone for finances

Investors face risks from trading apps: FCA

Startup CEO charged in AI washing case article image AI computer

Startup CEO charged in AI washing case

Expanding access to advice on CIRO’s agenda article image Phone finances

Expanding access to advice on CIRO’s agenda

ESMA clarifies best execution expectations article image rules and regulations

ESMA clarifies best execution expectations

ISSB, TNFD team up to bolster nature-related financial disclosures article image dollar sign in front of a green forest background

ISSB, TNFD team up to bolster nature-related financial disclosures

ESMA seeks simpler ESG rules for benchmarks article image ESG investing

ESMA seeks simpler ESG rules for benchmarks

Insurers shun crypto under tough capital rules: Fitch article image Crypto coins

Insurers shun crypto under tough capital rules: Fitch

Wall Street facing flat revenues, amid wild volatility article image Wall street

Wall Street facing flat revenues, amid wild volatility

FCA aims to be a smarter, pro-growth regulator article image rules and regulations

FCA aims to be a smarter, pro-growth regulator

CIRO tribunal erred, BCSC panel rules article image Judge's gavel with magnifying glass on black.

CIRO tribunal erred, BCSC panel rules

NASAA adopts ‘best interest’ in model rule article image papers on a desk

NASAA adopts ‘best interest’ in model rule

Ex-rep admits to misappropriating millions article image Banned

Ex-rep admits to misappropriating millions

ESMA aims to inspire confidence in green bonds article image Sustainable investing

ESMA aims to inspire confidence in green bonds

Rating agency fined by ESMA article image penalty card

Rating agency fined by ESMA

Court approves smaller payout to Bridging investors article image Canadian laws

Court approves smaller payout to Bridging investors

FCA seeks to overhaul alt manager regime article image Old and new sign

FCA seeks to overhaul alt manager regime

Stablecoins probably aren’t securities either: SEC article image Crypto coins

Stablecoins probably aren’t securities either: SEC

Stung by the FBI, crypto firm sentenced article image Crypto currency

Stung by the FBI, crypto firm sentenced

OSC rule codifies trailer fee relief article image Picking a dollar

OSC rule codifies trailer fee relief

Former fund rep fined, banned over failed venture article image penalty card

Former fund rep fined, banned over failed venture

IOSCO highlights gaps in principles adoption article image virtual regulation

IOSCO highlights gaps in principles adoption

OSC approves crypto-backed lending article image bitcoin investment concept on screen

OSC approves crypto-backed lending

OSC seeks settlement with prediction market article image Illustration of a businessperson using a magnifying glass to examine files

OSC seeks settlement with prediction market

FINRA touts success of senior helpline article image Senior couple

FINRA touts success of senior helpline

Most of CSA hands registration to CIRO article image Board room discussion

Most of CSA hands registration to CIRO