Latest news in From the Regulators

SEC, CFTC delay private fund reporting, again article image SEC

SEC, CFTC delay private fund reporting, again

Text of the BoC’s latest interest rate decision article image Bank of Canada headquarters

Text of the BoC’s latest interest rate decision

Bank of Canada cuts key interest rate to 2.5% as U.S. tariff risks shift article image Tiff Macklem

Bank of Canada cuts key interest rate to 2.5% as U.S. tariff risks shift

CFTC settles with ex-CEO of failed crypto firm article image Crypto coins

CFTC settles with ex-CEO of failed crypto firm

FINRA launches crypto course for brokers article image Board room discussion

FINRA launches crypto course for brokers

Senate approves White House economist to serve on Fed board article image The Fed - Washington DC - Policy and Politics

Senate approves White House economist to serve on Fed board

SEC allows Exxon to offer auto proxy voting article image SEC

SEC allows Exxon to offer auto proxy voting

Aussie banking giant faces A$240 million penalties article image Australian finances

Aussie banking giant faces A$240 million penalties

OSC alleges greenwashing by Purpose Investments article image Painting pollution green with a highlighter

OSC alleges greenwashing by Purpose Investments

Exec, advisor accused of pump-and-dump article image Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo

Exec, advisor accused of pump-and-dump

Quant developer allegedly duped firm article image SEC

Quant developer allegedly duped firm

OSFI takes tougher stance on fines, AI risk article image Businessman Stop Domino Effect. Risk Management and Insurance Concept

OSFI takes tougher stance on fines, AI risk

Child support ordered against grocery store ‘volunteer’ article image calendar court

Child support ordered against grocery store ‘volunteer’

ECB holds rates steady as economy withstands Trump tariffs article image Frankfurt, Germany - November 09, 2020: European Central Bank ECB, EZB headquarters at Eastend Frankfurt, Germany. The European Central Bank (ECB) is the central bank of the Eurozone. Close-up of the logo in front of the building.

ECB holds rates steady as economy withstands Trump tariffs

Ex-broker charged in alleged U.S. Ponzi scheme article image ponzi scheme

Ex-broker charged in alleged U.S. Ponzi scheme

Finfluencers face charges in U.K. court article image Finfluencers

Finfluencers face charges in U.K. court

U.S. Supreme Court to quickly consider if Trump has power to impose sweeping tariffs article image Court decision, Justice

U.S. Supreme Court to quickly consider if Trump has power to impose sweeping tariffs

NASAA beefs up guidance on REITs article image Real estate

NASAA beefs up guidance on REITs

Firms, reps affected by CIRO breach article image Computer keys

Firms, reps affected by CIRO breach

Risk high amid trade turmoil, crypto hype: ESMA article image Businessman concetrating while working on laptop

Risk high amid trade turmoil, crypto hype: ESMA

Brokers’ assets rise faster than regulatory costs: SEC article image Piles of coins

Brokers’ assets rise faster than regulatory costs: SEC

LSE to open roof to high-speed rivals article image Sun Life advances digital strategy with executive appointment

LSE to open roof to high-speed rivals

Appeal court upholds proposed class action article image Judge makes ruling

Appeal court upholds proposed class action

U.K. considers government bond market reforms article image Facade of bank of england

U.K. considers government bond market reforms

CDS proposes fee reforms article image trader at desk

CDS proposes fee reforms