SEC seeks to curb CAT costs
Regulator issues order designed to reduce audit trail operating costs
- By: James Langton
- September 30, 2025 November 12, 2025
- 14:44
Regulator issues order designed to reduce audit trail operating costs
Groups call on regulator to reverse approval for Exxon plan
Regulator reminds industry to use alternate communications during disruption
Rep allegedly stole over US$500,000 of an elderly man's inheritance
CIRO provides guidance on new education, experience requirements for reps
Self-certified exemption enables savvy investors to invest alongside accredited investors
Facing a regulatory investigation, man used firm's loan to cut investor losses
Authorities allege that ex-CEO falsified financials to dupe venture investors
Firm fined $19.6 million for alleged transactions involving illegal activity
SEC alleges that hacked accounts were used to manipulate illiquid securities
Ottawa man who worked for RBC charged with fraud, identity theft
Trader exploited material, non-public information on numerous companies
Federal ministers aim to update Canada’s AI approach by year-end
Failing to reveal clients' involvement in bowling businesses ends in sanctions
Regulator's "serious concern" enough to justify court ordered receiver
Estate trustee challenges life insurance payout, claiming unjust enrichment
Public company's assets used to pay bills of related, private firm
Dealers provision of "instant credit" exploited in scheme, regulator says
Macklem urges leaders to axe internal trade barriers, improve access to global markets
Remarks contrast with Trump appointee's calls for swift reductions
Regulator calls for industry to address concerning practices in fast-growing sector
Stephen Miran calls for a benchmark rate closer to 2.5%
Compromised data is starting to show up on the dark web