Latest news in From the Regulators

As AI takes off, regulators struggle to keep up article image Big data

As AI takes off, regulators struggle to keep up

FX firm head faces fraud, money laundering charges article image Court decision, Justice

FX firm head faces fraud, money laundering charges

That’s a wrap on fund manager’s receivership article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

That’s a wrap on fund manager’s receivership

FINTRAC fines accounting firm article image Laundering money

FINTRAC fines accounting firm

Complaint confidentiality in the public interest article image Judge makes ruling

Complaint confidentiality in the public interest

Senior BoC official calls for more competition in banking article image Governor Tiff Macklem and senior deputy governor Carolyn Rogers

Senior BoC official calls for more competition in banking

CIRO to change how it funds registration article image Picking a dollar

CIRO to change how it funds registration

FSRA steps up sanctions of life and health agents article image Illustration of a businessperson using a magnifying glass to examine files

FSRA steps up sanctions of life and health agents

U.S. regulators to narrow enforcement article image Entrance to The Federal Deposit Insurance Corporation (FDIC) in Washington DC. stock photo

U.S. regulators to narrow enforcement

Investors that heed finfluencers, trade crypto easier to scam article image investor protection

Investors that heed finfluencers, trade crypto easier to scam

What to expect when filing on ComSet article image Board room discussion

What to expect when filing on ComSet

FCAA delegates registration to CIRO article image Old and new sign

FCAA delegates registration to CIRO

Fraudsman banned by ASC article image Stealing money

Fraudsman banned by ASC

Fraudsman impersonated crypto influencers article image Finfluencers

Fraudsman impersonated crypto influencers

SEC expands crypto custodian roster article image Crypto coins

SEC expands crypto custodian roster

Firms falling short on KYC, suitability: BCSC article image Regulations

Firms falling short on KYC, suitability: BCSC

SEC seeks to curb CAT costs article image SEC

SEC seeks to curb CAT costs

Investor advocates oppose SEC on auto-voting article image Modern Keyboard Button with Vote Icon - Online Voting and Election Concept

Investor advocates oppose SEC on auto-voting

Treat clients fairly during postal strike: FSRA article image compensation communication

Treat clients fairly during postal strike: FSRA

Banned advisor gets jail for fraud in U.S. article image businessman behind bars

Banned advisor gets jail for fraud in U.S.

Court orders costs in failed trailer fee class action article image calendar court

Court orders costs in failed trailer fee class action

That psych degree may not be a waste after all article image Businessperson holding lightbulb with learning concept around it

That psych degree may not be a waste after all

Couple settles insider trading case article image penalty card

Couple settles insider trading case