CIRO shelves client data project
Regulator puts twice-delayed research effort on backburner
- By: James Langton
- October 22, 2025 October 22, 2025
- 12:34
Regulator puts twice-delayed research effort on backburner
Firm failed to flag suspicious transactions, activity associated with Iran
Guidance addresses open-ended loan origination funds
U.K. government streamlining oversight of professional firms
Ontario court dismisses claims against professional firms
BoC survey results raise economists' expectations of a rate cut this month
Funds frozen pending the outcome of investors' legal actions
Central bank governor Tiff Macklem points to reduced uncertainty around U.S. tariffs
Regulator brings series of enforcement actions, alleging bans being flouted
Amid policy shift, policymakers scrap focus on climate-related risks
Move would give SRO full responsibility for registering dealers, reps
Regulator rejects the idea of "bespoke" regulation for firms
Lawsuit alleges program harms shareholder rights, stifles dissent
FSB, IOSCO reviews find inconsistent policy adoption
Compliance exam turns up five AML violations
Restrictions adopted in response to global financial crisis eased
More than US$50 million in unpaid taxes and penalties ends prosecution
U.K. regulator consults on reforms to support fund industry innovation
Tribunal orders $1.6 million in penalties and costs, market bans
Seven organizations will share the funds, collected from enforcement proceedings
Lack of data a challenge for Federal Reserve as it balances inflation, hiring slowdown
Regulators recommend measures to facilitate faster settlement
Halting progress on post-crisis measures raises stability risks
DoJ alleges company ran crypto scams from forced labour camps
Investors harmed as best traders shifted to in-house fund, regulators alleged