Golombek: Swap transaction restrictions in effect July 1
- By: Jamie Golombek
- June 28, 2011 January 21, 2018
- 18:52
Advisor faces a dozen charges, the majority related to alleged forged paperwork
Investors sold private structured products as part of a Ponzi scheme
Appeal of tribunal's rulings on merits, Charter issues, sanctions all rejected
U.K. body aims to drive growth by cutting firms' regulatory burdens
Weak spending and government cuts offset strong business investment
Better-than-expected Q1 growth overshadowed by renewed trade tensions
U.K. regulator aims to support responsible AI adoption in financial markets
Panel believed rep's evidence over allegations from former client